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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MASI
101
DELISTED
Masimo
MASI
$9.41M 0.2%
344,510
+8,905
+3% +$254K
NPKI
102
NPK International
NPKI
$1.21B
$9.29M 0.2%
811,802
+24,540
+3% +$281K
VCRA
103
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$9.2M 0.2%
563,389
+13,232
+2% +$223K
PEP icon
104
PepsiCo
PEP
$186B
$9.19M 0.2%
110,101
-3,960
-3% -$321K
ABT icon
105
Abbott
ABT
$180B
$9.17M 0.2%
238,179
+13,698
+6% +$528K
IPGP icon
106
IPG Photonics
IPGP
$3.89B
$9.01M 0.2%
126,725
+2,490
+2% +$175K
TIP icon
107
iShares TIPS Bond ETF
TIP
$14.5B
$8.99M 0.19%
80,228
– –
SSD icon
108
Simpson Manufacturing
SSD
$7.98B
$8.96M 0.19%
253,516
+4,432
+2% +$152K
VOLC
109
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$8.82M 0.19%
447,459
+10,731
+2% +$230K
FRED
110
DELISTED
Fred's Inc
FRED
$8.51M 0.18%
472,555
+9,710
+2% +$179K
MG icon
111
Mistras Group
MG
$492M
$8.48M 0.18%
372,434
+9,270
+3% +$214K
SNCR
112
DELISTED
Synchronoss Technologies
SNCR
$8.35M 0.18%
27,066
+698
+3% +$201K
RMD icon
113
ResMed
RMD
$28.3B
$8.04M 0.17%
179,834
-70
-0% -$3.14K
SLH
114
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$8.03M 0.17%
126,846
+2,917
+2% +$197K
DIA icon
115
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$7.98M 0.17%
48,562
– –
CLC
116
DELISTED
Clarcor
CLC
$7.75M 0.17%
135,080
+3,160
+2% +$183K
GE icon
117
GE Aerospace
GE
$367B
$7.64M 0.17%
61,542
+3,275
+6% +$405K
EPIQ
118
DELISTED
EPIQ SYSTEMS INC
EPIQ
$7.58M 0.16%
555,915
+14,030
+3% +$203K
NBL
119
DELISTED
Noble Energy, Inc.
NBL
$7.48M 0.16%
105,294
+1,929
+2% +$128K
CSCO icon
120
Cisco
CSCO
$450B
$7.37M 0.16%
328,801
+233
+0.1% +$5.15K
UPS icon
121
United Parcel Service
UPS
$97.6B
$7.35M 0.16%
75,467
+3,541
+5% +$345K
ABAX
122
DELISTED
Abaxis Inc
ABAX
$7.26M 0.16%
186,760
+4,380
+2% +$174K
ELV icon
123
Elevance Health
ELV
$81.9B
$7.17M 0.16%
72,028
– –
COV
124
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$6.96M 0.15%
94,524
+85,554
+954% +$5.97M
SNY icon
125
Sanofi
SNY
$104B
$6.85M 0.15%
130,987
-4,096
-3% -$207K
3 4
5
6 7

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CCCA
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TAM
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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.