We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DGI
101
DELISTED
DigitalGlobe Inc.
DGI
$11.2M 0.24%
271,708
+132
+0% +$4.75K
IWM icon
102
iShares Russell 2000 ETF
IWM
$80.9B
$10.9M 0.24%
94,288
+1,397
+2% +$154K
MASI
103
DELISTED
Masimo
MASI
$9.81M 0.21%
335,605
+424
+0.1% +$11.9K
NPKI
104
NPK International
NPKI
$1.21B
$9.68M 0.21%
787,262
+379
+0% +$4.73K
IPGP icon
105
IPG Photonics
IPGP
$3.89B
$9.64M 0.21%
124,235
+36
+0% +$2.45K
VOLC
106
DELISTED
VOLCANO CORPORATION COM STK
VOLC
$9.54M 0.21%
436,728
+80,937
+23% +$1.79M
PEP icon
107
PepsiCo
PEP
$186B
$9.46M 0.2%
114,061
-4,090
-3% -$340K
CRS icon
108
Carpenter Technology
CRS
$30B
$9.19M 0.2%
147,742
+50
+0% +$3.03K
SSD icon
109
Simpson Manufacturing
SSD
$7.98B
$9.15M 0.2%
249,084
+95
+0% +$3.31K
EW icon
110
Edwards Lifesciences
EW
$47.6B
$9.05M 0.2%
826,230
-178,830
-18% -$2.02M
TIP icon
111
iShares TIPS Bond ETF
TIP
$14.5B
$8.82M 0.19%
80,228
+18,293
+30% +$2.04M
SLH
112
DELISTED
SOLERA HOLDINGS, INC. COM
SLH
$8.77M 0.19%
123,929
+51
+0% +$3.19K
EPIQ
113
DELISTED
EPIQ SYSTEMS INC
EPIQ
$8.76M 0.19%
541,885
+202
+0% +$3.07K
ABT icon
114
Abbott
ABT
$180B
$8.61M 0.19%
224,481
-2,680
-1% -$98.8K
VCRA
115
DELISTED
VOCERA COMMUNICATIONS, INC.
VCRA
$8.59M 0.19%
550,157
+18
+0% +$307
FRED
116
DELISTED
Fred's Inc
FRED
$8.55M 0.18%
462,845
-420
-0.1% -$6.98K
CLC
117
DELISTED
Clarcor
CLC
$8.49M 0.18%
131,920
+118
+0.1% +$7K
RMD icon
118
ResMed
RMD
$28.3B
$8.47M 0.18%
179,904
+93
+0.1% +$4.71K
THRM icon
119
Gentherm
THRM
$1.31B
$8.21M 0.18%
306,059
+409
+0.1% +$9.38K
DIA icon
120
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
$45.8B
$8.04M 0.17%
48,562
– –
GE icon
121
GE Aerospace
GE
$367B
$7.83M 0.17%
58,267
-1,009
-2% -$127K
VOD icon
122
Vodafone
VOD
$34.9B
$7.62M 0.16%
190,117
-2,610,451
-93% -$98.2M
MG icon
123
Mistras Group
MG
$492M
$7.58M 0.16%
+363,164
New +$6.98M
UPS icon
124
United Parcel Service
UPS
$97.6B
$7.56M 0.16%
71,926
-43,351
-38% -$4.27M
SNCR
125
DELISTED
Synchronoss Technologies
SNCR
$7.37M 0.16%
26,368
+11
+0% +$3.33K
3 4
5
6 7

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.