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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.71%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.15B
AUM Growth
+$4.56M
Cap. Flow
+$17.5M
Cap. Flow %
0.34%
Top 10 Hldgs %
26.72%
Holding
666
New
123
Increased
122
Reduced
138
Closed
52

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$145M
2
SHPG
Shire pic
SHPG
+$42.1M
3
V icon
Visa
V
+$37.5M
4
RCL icon
Royal Caribbean
RCL
+$22.4M
5
WFC icon
Wells Fargo
WFC
+$20M

Top Sells

Rank Stock Value
1
HON icon
Honeywell
HON
+$65.6M
2
BABA icon
Alibaba
BABA
+$48.7M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$45.1M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$38.3M
5
USG
Usg
USG
+$28.7M

Sector Composition

Rank Sector Weight
1 Healthcare 19.92%
2 Financials 15.58%
3 Technology 14.02%
4 Industrials 10.08%
5 Communication Services 8.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OPLN
626
Openlane
OPLN
$4.17B
– –
-2,808
Closed -$39K
LUMN icon
627
Lumen
LUMN
$6.53B
– –
-734
Closed -$18K
MIDD icon
628
Middleby
MIDD
$6.05B
– –
-406
Closed -$44K
MTB icon
629
M&T Bank
MTB
$36.2B
– –
-158,411
Closed -$19.2M
NWG icon
630
NatWest
NWG
$71.5B
– –
-354,638
Closed -$3.39M
SKX
631
DELISTED
Skechers
SKX
– –
-606
Closed -$18K
WBA
632
DELISTED
Walgreens Boots Alliance
WBA
– –
-198,456
Closed -$16.9M
WMB icon
633
Williams Companies
WMB
$90.5B
– –
-25,653
Closed -$659K
WT icon
634
WisdomTree
WT
$2.97B
– –
-138
Closed -$2K
XLE icon
635
State Street Energy Select Sector SPDR ETF
XLE
$39.7B
– –
-1,936
Closed -$58K
PTR
636
DELISTED
PETROCHINA COMPANY LIMITED ADS (REP 100 H SHARES)
PTR
$0 ﹤0.01%
3
– –
ENDP
637
DELISTED
Endo International plc
ENDP
– –
-4,389
Closed -$269K
EMWP
638
DELISTED
Eros Media World PLC
EMWP
– –
-2,408
Closed -$441K
ANAT
639
DELISTED
American National Group, Inc. Common Stock
ANAT
– –
-2,000
Closed -$205K
TGP
640
DELISTED
Teekay LNG Partners L.P.
TGP
– –
-991
Closed -$13K
DNKN
641
DELISTED
Dunkin' Brands Group, Inc.
DNKN
– –
-101
Closed -$4K
AMTD
642
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-12,330
Closed -$428K
GCAP
643
DELISTED
Gain Capital Holdings, Inc.
GCAP
– –
-43,994
Closed -$357K
CBPX
644
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
– –
-80,957
Closed -$1.41M
MDCO
645
DELISTED
Medicines Co
MDCO
– –
-5,173
Closed -$193K
P
646
DELISTED
Pandora Media Inc
P
– –
-2,052
Closed -$28K
ENLK
647
DELISTED
EnLink Midstream Partners, LP
ENLK
– –
-1,352
Closed -$22K
CYHHZ
648
DELISTED
Community Health Systems, Inc. Series A Contingent Value Rights
CYHHZ
$0 ﹤0.01%
450
– –
APLP
649
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
– –
-850
Closed -$10K
FUEL
650
DELISTED
Rocket Fuel Inc.
FUEL
– –
-2,068
Closed -$7K
23 24 25
26
27

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Rockefeller Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Rockefeller Financial Services held 666 positions worth $5.15B, up 0.09% from $5.15B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q1 2016 filing shows 123 new, 122 increased, 138 reduced and 52 closed positions. Its largest new stake was KT: 99,226 shares worth $1.33M. The largest sale was Honeywell, an estimated $65.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q1 2016 buy was KT: 99,226 shares worth $1.33M.
  • Rockefeller Financial Services added most to Apple in Q1 2016, an estimated $145M increase.
  • Rockefeller Financial Services's biggest Q1 2016 reduction was Honeywell, cutting an estimated $65.6M.
  • Rockefeller Financial Services fully exited M&T Bank in Q1 2016, selling an estimated $19.2M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $5.15B portfolio in Q1 2016.
  • Rockefeller Financial Services opened 123 new positions and closed 52 in Q1 2016.
  • Rockefeller Financial Services's portfolio value rose 0.09% quarter-over-quarter to $5.15B.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.