RFS
GCAP

Rockefeller Financial Services’s Gain Capital Holdings, Inc. GCAP Stock Holding History

Rockefeller Financial Services’s Portfolio GCAP Stock Details GCAP Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-43,994
Closed -$357K – 644
2015
Q4 		$357K Hold
43,994
– – 0.01% 288
2015
Q3 		$320K Hold
43,994
– – 0.01% 287
2015
Q2 		$421K Hold
43,994
– – 0.01% 252
2015
Q1 		$430K Hold
43,994
– – 0.01% 258
2014
Q4 		$397K Hold
43,994
– – 0.01% 257
2014
Q3 		$280K Buy
+43,994
New +$292K 0.01% 297

Other funds holding GCAP

SM
Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return
Bank of Montreal
Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return
LCP
Lombardia Capital Partners Pasadena, California $110M AUM 13.11% 1-Year Est. Return
Acadian Asset Management
Acadian Asset Management Boston, Massachusetts $70.5B AUM 36% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return
BGIM
Brandywine Global Investment Management Philadelphia, Pennsylvania $14.9B AUM 20.41% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
RA
Royce & Associates New York $10.1B AUM 42.88% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Rockefeller Financial Services's GCAP Position: Q1 2016 in Review

Rockefeller Financial Services sold out of Gain Capital Holdings, Inc. (GCAP) in Q1 2016, closing a stake of 43,994 shares — an estimated $357K sold.

Rockefeller Financial Services first reported a position in GCAP in Q3 2014 and held it in 6 quarters. The position peaked at $430K in Q1 2015. 89 funds tracked by Wall St. Rank hold GCAP as of Q1 2016.

  • Rockefeller Financial Services reported no remaining Gain Capital Holdings, Inc. position as of Q1 2016 after selling out during the quarter.
  • Rockefeller Financial Services sold 43,994 Gain Capital Holdings, Inc. shares in Q1 2016, an estimated $357K.
  • Rockefeller Financial Services first reported a position in Gain Capital Holdings, Inc. in Q3 2014 and held it in 6 quarters.
  • Rockefeller Financial Services's Gain Capital Holdings, Inc. position peaked at $430K in Q1 2015.
  • 89 funds tracked by Wall St. Rank held Gain Capital Holdings, Inc. as of Q1 2016.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.