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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.71%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.15B
AUM Growth
+$4.56M
Cap. Flow
+$17.5M
Cap. Flow %
0.34%
Top 10 Hldgs %
26.72%
Holding
666
New
123
Increased
122
Reduced
138
Closed
52

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$145M
2
SHPG
Shire pic
SHPG
+$42.1M
3
V icon
Visa
V
+$37.5M
4
RCL icon
Royal Caribbean
RCL
+$22.4M
5
WFC icon
Wells Fargo
WFC
+$20M

Top Sells

Rank Stock Value
1
HON icon
Honeywell
HON
+$65.6M
2
BABA icon
Alibaba
BABA
+$48.7M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$45.1M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$38.3M
5
USG
Usg
USG
+$28.7M

Sector Composition

Rank Sector Weight
1 Healthcare 19.92%
2 Financials 15.58%
3 Technology 14.02%
4 Industrials 10.08%
5 Communication Services 8.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MUFG icon
601
Mitsubishi UFJ Financial
MUFG
$261B
$2K ﹤0.01%
500
– –
CRC
602
DELISTED
California Resources Corporation
CRC
$2K ﹤0.01%
158
+156
+7,800% +$1.84K
CYH icon
603
Community Health Systems
CYH
$380M
$1K ﹤0.01%
38
– –
LYB icon
604
LyondellBasell Industries
LYB
$19B
$1K ﹤0.01%
16
– –
TLN
605
DELISTED
Talen Energy Corporation
TLN
$1K ﹤0.01%
64
– –
ADT
606
DELISTED
ADT Corp
ADT
$1K ﹤0.01%
32
– –
ABUS icon
607
Arbutus Biopharma
ABUS
$889M
– –
-13,932
Closed -$62K
AGCO icon
608
AGCO
AGCO
$8.74B
– –
-2,720
Closed -$123K
AGNC icon
609
AGNC Investment
AGNC
$12.4B
– –
-49,295
Closed -$855K
AMSC icon
610
American Superconductor
AMSC
$1.46B
$0 ﹤0.01%
35
– –
ARCC icon
611
Ares Capital
ARCC
$13.6B
– –
-105
Closed -$1K
ASRT
612
DELISTED
Assertio
ASRT
– –
-131
Closed -$143K
BHC icon
613
Bausch Health
BHC
$1.68B
– –
-2,898
Closed -$295K
BSX icon
614
Boston Scientific
BSX
$68.1B
– –
-10,368
Closed -$191K
BTAL icon
615
AGF US Market Neutral Anti-Beta Fund
BTAL
$300M
– –
-566
Closed -$12K
CC icon
616
Chemours
CC
$2.57B
$0 ﹤0.01%
14
– –
CCI icon
617
Crown Castle
CCI
$32.5B
– –
-31,905
Closed -$2.76M
EEFT icon
618
Euronet Worldwide
EEFT
$3.02B
– –
-473
Closed -$34K
FCOM icon
619
Fidelity MSCI Communication Services Index ETF
FCOM
$1.78B
– –
-334
Closed -$9K
FLS icon
620
Flowserve
FLS
$9.27B
– –
-87,941
Closed -$3.7M
FNF icon
621
Fidelity National Financial
FNF
$14B
– –
-444
Closed -$11K
GSK icon
622
GSK
GSK
$105B
– –
-3,053
Closed -$154K
HOLX
623
DELISTED
Hologic
HOLX
– –
-1,923
Closed -$74K
IBB icon
624
iShares Biotechnology ETF
IBB
$9.58B
– –
-2,313
Closed -$261K
ISRG icon
625
Intuitive Surgical
ISRG
$126B
– –
-54
Closed -$3K
23 24
25
26 27

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CCCA
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Rockefeller Financial Services held 666 positions worth $5.15B, up 0.09% from $5.15B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q1 2016 filing shows 123 new, 122 increased, 138 reduced and 52 closed positions. Its largest new stake was KT: 99,226 shares worth $1.33M. The largest sale was Honeywell, an estimated $65.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q1 2016 buy was KT: 99,226 shares worth $1.33M.
  • Rockefeller Financial Services added most to Apple in Q1 2016, an estimated $145M increase.
  • Rockefeller Financial Services's biggest Q1 2016 reduction was Honeywell, cutting an estimated $65.6M.
  • Rockefeller Financial Services fully exited M&T Bank in Q1 2016, selling an estimated $19.2M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $5.15B portfolio in Q1 2016.
  • Rockefeller Financial Services opened 123 new positions and closed 52 in Q1 2016.
  • Rockefeller Financial Services's portfolio value rose 0.09% quarter-over-quarter to $5.15B.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.