RFS
ASRT

Rockefeller Financial Services’s Assertio ASRT Stock Holding History

Rockefeller Financial Services’s Portfolio ASRT Stock Details ASRT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2016
Q1 		– Sell
-131
Closed -$143K – 613
2015
Q4 		$143K Buy
131
+36
+38% +$40.5K ﹤0.01% 361
2015
Q3 		$107K Hold
95
– – ﹤0.01% 372
2015
Q2 		$122K Hold
95
– – ﹤0.01% 350
2015
Q1 		$127K Buy
+95
New +$117K ﹤0.01% 357

Other funds holding ASRT

SM
Senvest Management New York $3.01B AUM 35.7% 1-Year Est. Return
BFA
BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return
Vanguard Group
Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return
ORI
Oak Ridge Investments Chicago, Illinois $1.77B AUM 63.16% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
SV
Starboard Value New York $4.57B AUM 4.97% 1-Year Est. Return
CCM
Consonance Capital Management New York $7.28M AUM 43.59% 1-Year Est. Return
DAM
Deltec Asset Management New York $677M AUM 31.67% 1-Year Est. Return
State Street
State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return
Dimensional Fund Advisors
Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Rockefeller Financial Services's ASRT Position: Q1 2016 in Review

Rockefeller Financial Services sold out of Assertio (ASRT) in Q1 2016, closing a stake of 131 shares — an estimated $143K sold.

Rockefeller Financial Services first reported a position in ASRT in Q1 2015 and held it in 4 quarters. The position peaked at $143K in Q4 2015. 196 funds tracked by Wall St. Rank hold ASRT as of Q1 2016.

  • Rockefeller Financial Services reported no remaining Assertio position as of Q1 2016 after selling out during the quarter.
  • Rockefeller Financial Services sold 131 Assertio shares in Q1 2016, an estimated $143K.
  • Rockefeller Financial Services first reported a position in Assertio in Q1 2015 and held it in 4 quarters.
  • Rockefeller Financial Services's Assertio position peaked at $143K in Q4 2015.
  • 196 funds tracked by Wall St. Rank held Assertio as of Q1 2016.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.