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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CMI icon
476
Cummins
CMI
$82.7B
$4K ﹤0.01%
29
– –
DEO icon
477
Diageo
DEO
$49.6B
$4K ﹤0.01%
30
-570
-95% -$72.8K
FE icon
478
FirstEnergy
FE
$28.9B
$4K ﹤0.01%
113
– –
GEN icon
479
Gen Digital
GEN
$16.7B
$4K ﹤0.01%
163
– –
GPC icon
480
Genuine Parts
GPC
$17.8B
$4K ﹤0.01%
+51
New +$4.13K
HMC icon
481
Honda
HMC
$39.9B
$4K ﹤0.01%
+106
New +$4.29K
IP icon
482
International Paper
IP
$22.7B
$4K ﹤0.01%
86
– –
WELL icon
483
Welltower
WELL
$173B
$4K ﹤0.01%
+67
New +$3.98K
AIG.WS
484
DELISTED
American International Group, Inc.
AIG.WS
$4K ﹤0.01%
175
-907
-84% -$18.2K
SUNE
485
DELISTED
SUNEDISON, INC COM
SUNE
$4K ﹤0.01%
316
– –
UN
486
DELISTED
Unilever NV New York Registry Shares
UN
$4K ﹤0.01%
+98
New +$3.81K
DO
487
DELISTED
Diamond Offshore Drilling
DO
$4K ﹤0.01%
+65
New +$3.92K
BNY
488
Bank of New York Mellon
BNY
$104B
$3K ﹤0.01%
100
– –
D icon
489
Dominion Energy
D
$62.1B
$3K ﹤0.01%
+51
New +$3.28K
DOC icon
490
Healthpeak Properties
DOC
$15.6B
$3K ﹤0.01%
+98
New +$3.5K
HSBC icon
491
HSBC
HSBC
$352B
$3K ﹤0.01%
+73
New +$3.46K
MSI icon
492
Motorola Solutions
MSI
$72.4B
$3K ﹤0.01%
42
– –
MUFG icon
493
Mitsubishi UFJ Financial
MUFG
$250B
$3K ﹤0.01%
500
– –
ABB
494
DELISTED
ABB Ltd
ABB
$3K ﹤0.01%
129
– –
WBC
495
DELISTED
WABCO HOLDINGS INC.
WBC
$3K ﹤0.01%
30
– –
TYC
496
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$3K ﹤0.01%
62
– –
AMSC icon
497
American Superconductor
AMSC
$1.29B
$2K ﹤0.01%
135
– –
EMB icon
498
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$15B
$2K ﹤0.01%
22
– –
SE
499
DELISTED
Spectra Energy Corp Wi
SE
$2K ﹤0.01%
62
– –
STRZA
500
DELISTED
Starz - Series A
STRZA
$2K ﹤0.01%
+67
New +$1.92K
18 19
20
21 22

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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.