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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.71%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$5.15B
AUM Growth
+$4.56M
Cap. Flow
+$17.5M
Cap. Flow %
0.34%
Top 10 Hldgs %
26.72%
Holding
666
New
123
Increased
122
Reduced
138
Closed
52

Top Buys

Rank Stock Value
1
AAPL icon
Apple
AAPL
+$145M
2
SHPG
Shire pic
SHPG
+$42.1M
3
V icon
Visa
V
+$37.5M
4
RCL icon
Royal Caribbean
RCL
+$22.4M
5
WFC icon
Wells Fargo
WFC
+$20M

Top Sells

Rank Stock Value
1
HON icon
Honeywell
HON
+$65.6M
2
BABA icon
Alibaba
BABA
+$48.7M
3
BXLT
BAXALTA INC COM STK (DE)
BXLT
+$45.1M
4
RDS.A
Royal Dutch Shell PLC ADS Class A
RDS.A
+$38.3M
5
USG
Usg
USG
+$28.7M

Sector Composition

Rank Sector Weight
1 Healthcare 19.92%
2 Financials 15.58%
3 Technology 14.02%
4 Industrials 10.08%
5 Communication Services 8.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVS icon
26
Novartis
NVS
$295B
$83.7M 1.63%
1,290,089
-5,493
-0.4% -$374K
STJ
27
DELISTED
St Jude Medical
STJ
$81.1M 1.58%
1,475,372
+309,458
+27% +$16.9M
BIDU icon
28
Baidu
BIDU
$35.8B
$76.2M 1.48%
399,345
-19,442
-5% -$3.31M
GOOGL icon
29
Alphabet (Google) Class A
GOOGL
$3.91T
$76M 1.47%
1,991,600
-28,240
-1% -$1.04M
ITW icon
30
Illinois Tool Works
ITW
$81.4B
$74M 1.44%
722,591
-4,200
-0.6% -$389K
MNK
31
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$67.1M 1.3%
1,094,727
-9,674
-0.9% -$618K
SBAC icon
32
SBA Communications
SBAC
$18.4B
$65.7M 1.28%
656,045
+16,290
+3% +$1.56M
NLY icon
33
Annaly Capital Management
NLY
$16.9B
$65.1M 1.26%
1,586,567
+4,706
+0.3% +$185K
CERN
34
DELISTED
Cerner Corp
CERN
$62.5M 1.21%
1,179,345
-13,044
-1% -$710K
CTRA
35
DELISTED
Coterra Energy
CTRA
$55.7M 1.08%
2,453,529
+48,457
+2% +$972K
TEL icon
36
TE Connectivity
TEL
$58.8B
$54.5M 1.06%
880,358
-8,016
-0.9% -$465K
AWK icon
37
American Water Works
AWK
$26.3B
$52.2M 1.01%
757,906
-1,066
-0.1% -$69.4K
VMBS icon
38
Vanguard Mortgage-Backed Securities ETF
VMBS
$15.4B
$51.5M 1%
963,011
-18,749
-2% -$999K
REGN icon
39
Regeneron Pharmaceuticals
REGN
$68.8B
$49.8M 0.97%
138,155
+31,946
+30% +$13.2M
BWLD
40
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$49.6M 0.96%
335,055
+64,045
+24% +$9.78M
BXLT
41
DELISTED
BAXALTA INC COM STK (DE)
BXLT
$43.8M 0.85%
1,084,106
-1,140,726
-51% -$45.1M
SHPG
42
DELISTED
Shire pic
SHPG
$43.6M 0.85%
253,571
+251,205
+10,617% +$42.1M
TCOM icon
43
Trip.com Group
TCOM
$27.5B
$39.5M 0.77%
892,440
-4,033
-0.4% -$169K
EFA icon
44
iShares MSCI EAFE ETF
EFA
$76.4B
$35.9M 0.7%
628,243
-46,430
-7% -$2.56M
INXN
45
DELISTED
Interxion Holding N.V.
INXN
$35.3M 0.68%
1,019,765
+1,263
+0.1% +$39.3K
KEP icon
46
Korea Electric Power
KEP
$15.5B
$31M 0.6%
1,202,259
-29,326
-2% -$669K
HCSG icon
47
Healthcare Services Group
HCSG
$1.56B
$26.8M 0.52%
728,729
-23,820
-3% -$828K
RARE icon
48
Ultragenyx Pharmaceutical
RARE
$2.65B
$25.5M 0.5%
403,308
+113,401
+39% +$7.42M
CL icon
49
Colgate-Palmolive
CL
$72.6B
$25.2M 0.49%
355,990
+7,398
+2% +$492K
ABMD
50
DELISTED
Abiomed Inc
ABMD
$22.2M 0.43%
234,116
-5,719
-2% -$483K
1
2
3 4 5

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Rockefeller Financial Services's Q1 2016 Portfolio in Review

As of Q1 2016, Rockefeller Financial Services held 666 positions worth $5.15B, up 0.09% from $5.15B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q1 2016 filing shows 123 new, 122 increased, 138 reduced and 52 closed positions. Its largest new stake was KT: 99,226 shares worth $1.33M. The largest sale was Honeywell, an estimated $65.6M.

By sector, the portfolio is most concentrated in Healthcare at 20% of assets, down from 20% a quarter earlier, followed by Financials and Technology.

  • Rockefeller Financial Services's largest Q1 2016 buy was KT: 99,226 shares worth $1.33M.
  • Rockefeller Financial Services added most to Apple in Q1 2016, an estimated $145M increase.
  • Rockefeller Financial Services's biggest Q1 2016 reduction was Honeywell, cutting an estimated $65.6M.
  • Rockefeller Financial Services fully exited M&T Bank in Q1 2016, selling an estimated $19.2M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $5.15B portfolio in Q1 2016.
  • Rockefeller Financial Services opened 123 new positions and closed 52 in Q1 2016.
  • Rockefeller Financial Services's portfolio value rose 0.09% quarter-over-quarter to $5.15B.

Based on Rockefeller Financial Services's 13F filing for Q1 2016, filed 28 Apr 2016.