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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EWJ icon
451
iShares MSCI Japan ETF
EWJ
$21.7B
$19K ﹤0.01%
395
– –
VNQ icon
452
Vanguard Real Estate ETF
VNQ
$39.8B
$17K ﹤0.01%
250
-100
-29% -$6.8K
KRFT
453
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
$17K ﹤0.01%
333
– –
HQL
454
abrdn Life Sciences Investors
HQL
$588M
$16K ﹤0.01%
826
+15
+2% +$287
MDY icon
455
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$26.9B
$16K ﹤0.01%
72
– –
PPL
456
PPL Corp
PPL
$27.1B
$16K ﹤0.01%
555
– –
DDS icon
457
Dillards
DDS
$8.96B
$15K ﹤0.01%
190
– –
ERTH icon
458
Invesco MSCI Sustainable Future ETF
ERTH
$133M
$14K ﹤0.01%
500
– –
WY icon
459
Weyerhaeuser
WY
$17.2B
$14K ﹤0.01%
488
– –
BAX icon
460
Baxter International
BAX
$12.1B
$13K ﹤0.01%
368
– –
AAP icon
461
Advance Auto Parts
AAP
$3.48B
$12K ﹤0.01%
148
– –
MRO
462
DELISTED
Marathon Oil Corporation
MRO
$12K ﹤0.01%
334
– –
HR
463
DELISTED
Healthcare Realty Trust Incorporated
HR
$12K ﹤0.01%
500
-500
-50% -$12.2K
MPC icon
464
Marathon Petroleum
MPC
$91.2B
$11K ﹤0.01%
332
– –
XLF icon
465
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$11K ﹤0.01%
627
-22
-3% -$390
ASML icon
466
ASML
ASML
$636B
$10K ﹤0.01%
97
– –
MO icon
467
Altria Group
MO
$122B
$10K ﹤0.01%
300
-300
-50% -$10.6K
RIG icon
468
Transocean
RIG
$5.84B
$9K ﹤0.01%
199
– –
DELL
469
DELISTED
DELL INC
DELL
$8K ﹤0.01%
600
-2,500
-81% -$33.9K
CAT icon
470
Caterpillar
CAT
$402B
$7K ﹤0.01%
80
– –
HAS icon
471
Hasbro
HAS
$12.8B
$7K ﹤0.01%
140
– –
UI icon
472
Ubiquiti
UI
$32.7B
$7K ﹤0.01%
217
– –
ACI
473
DELISTED
ARCH COAL, INC.
ACI
$7K ﹤0.01%
180
– –
ATMI
474
DELISTED
A T M I INC
ATMI
$6K ﹤0.01%
245
– –
HMA
475
DELISTED
HEALTH MGMT ASSOC INC CL-A
HMA
$6K ﹤0.01%
450
– –
17 18
19
20 21

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CCCA
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HTG
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GP
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.