We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FXI icon
401
iShares China Large-Cap ETF
FXI
$4.21B
$68K ﹤0.01%
1,830
– –
ADBE icon
402
Adobe
ADBE
$96B
$66K ﹤0.01%
1,275
– –
SCOR icon
403
Comscore
SCOR
$106M
$65K ﹤0.01%
112
+1
+0.9% +$557
AET
404
DELISTED
Aetna Inc
AET
$64K ﹤0.01%
1,000
– –
BTI icon
405
British American Tobacco
BTI
$131B
$63K ﹤0.01%
1,200
– –
WEC icon
406
WEC Energy
WEC
$37.2B
$63K ﹤0.01%
1,571
– –
NGLS
407
DELISTED
TARGA RESOURCES PARTNERS LP COM UTS REPTG LTD PARTERSHIP INT
NGLS
$62K ﹤0.01%
1,200
– –
META icon
408
Meta Platforms (Facebook)
META
$1.52T
$60K ﹤0.01%
1,188
– –
PSX icon
409
Phillips 66
PSX
$83.3B
$59K ﹤0.01%
1,031
– –
TR icon
410
Tootsie Roll Industries
TR
$2.9B
$55K ﹤0.01%
2,627
– –
PVR
411
DELISTED
PVR PARTNERS L P COM UNIT REPTG LTD PARTNERSHIP INT
PVR
$54K ﹤0.01%
2,350
– –
ET icon
412
Energy Transfer Partners
ET
$68.6B
$53K ﹤0.01%
3,200
– –
POST icon
413
Post Holdings
POST
$4.16B
$53K ﹤0.01%
2,011
– –
TRP icon
414
TC Energy
TRP
$71.3B
$52K ﹤0.01%
1,175
+25
+2% +$1.11K
VALE icon
415
Vale
VALE
$62.6B
$52K ﹤0.01%
3,344
+44
+1% +$651
TEVA icon
416
Teva Pharmaceuticals
TEVA
$36.2B
$51K ﹤0.01%
1,350
– –
ENLK
417
DELISTED
EnLink Midstream Partners, LP
ENLK
$50K ﹤0.01%
2,500
– –
DE icon
418
Deere & Co
DE
$167B
$49K ﹤0.01%
600
– –
ALKS icon
419
Alkermes
ALKS
$8.79B
$47K ﹤0.01%
+1,400
New +$45.6K
HUM icon
420
Humana
HUM
$46.1B
$47K ﹤0.01%
500
– –
YHOO
421
DELISTED
Yahoo Inc
YHOO
$46K ﹤0.01%
+1,396
New +$39.5K
TGP
422
DELISTED
Teekay LNG Partners L.P.
TGP
$44K ﹤0.01%
991
– –
CVD
423
DELISTED
COVANCE INC.
CVD
$43K ﹤0.01%
500
– –
OILT
424
DELISTED
OILTANKING PARTNERS L P UIT LTD PARTNERSHIP INT (DE)
OILT
$43K ﹤0.01%
1,680
– –
PM icon
425
Philip Morris
PM
$305B
$40K ﹤0.01%
464
-2,009
-81% -$176K
15 16
17
18 19

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.