Rockefeller Financial Services’s iShares China Large-Cap ETF FXI Stock Holding History

Rockefeller Financial Services’s Portfolio FXI Stock Details FXI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q3	–	Sell	-1,830	Closed	-$84K	–	517
2015 Q2	$84K	Hold	1,830	–	–	﹤0.01%	375
2015 Q1	$81K	Hold	1,830	–	–	﹤0.01%	395
2014 Q4	$76K	Hold	1,830	–	–	﹤0.01%	371
2014 Q3	$70K	Hold	1,830	–	–	﹤0.01%	391
2014 Q2	$68K	Hold	1,830	–	–	﹤0.01%	399
2014 Q1	$65K	Hold	1,830	–	–	﹤0.01%	418
2013 Q4	$70K	Hold	1,830	–	–	﹤0.01%	399
2013 Q3	$68K	Hold	1,830	–	–	﹤0.01%	401
2013 Q2	$60K	Buy	+1,830	New	+$65.9K	﹤0.01%	407

Other funds holding FXI

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Goldman Sachs New York $1.15T AUM 47.82% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

BNP Paribas Financial Markets Paris, France $289B AUM 60.46% 1-Year Est. Return

Barclays London, United Kingdom $521B AUM 51.41% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

HSBC Holdings London, United Kingdom $239B AUM 42.32% 1-Year Est. Return

JP Morgan Chase New York $1.81T AUM 41.13% 1-Year Est. Return

WIM

Windhaven Investment Management Boston, Massachusetts $7.79B AUM 7.81% 1-Year Est. Return

Rockefeller Financial Services's FXI Position: Q3 2015 in Review

Rockefeller Financial Services sold out of iShares China Large-Cap ETF (FXI) in Q3 2015, closing a stake of 1,830 shares — an estimated $84K sold.

Rockefeller Financial Services first reported a position in FXI in Q2 2013 and held it in 9 quarters. The position peaked at $84K in Q2 2015. 281 funds tracked by Wall St. Rank hold FXI as of Q3 2015.

Rockefeller Financial Services reported no remaining iShares China Large-Cap ETF position as of Q3 2015 after selling out during the quarter.
Rockefeller Financial Services sold 1,830 iShares China Large-Cap ETF shares in Q3 2015, an estimated $84K.
Rockefeller Financial Services first reported a position in iShares China Large-Cap ETF in Q2 2013 and held it in 9 quarters.
Rockefeller Financial Services's iShares China Large-Cap ETF position peaked at $84K in Q2 2015.
281 funds tracked by Wall St. Rank held iShares China Large-Cap ETF as of Q3 2015.

Based on Rockefeller Financial Services's 13F filing for Q3 2015, filed 23 Oct 2015.