We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IOO icon
376
iShares Global 100 ETF
IOO
$8.68B
$132K ﹤0.01%
3,428
– –
VZ icon
377
Verizon
VZ
$198B
$130K ﹤0.01%
2,650
– –
SPLS
378
DELISTED
Staples Inc
SPLS
$127K ﹤0.01%
7,998
– –
SAPE
379
DELISTED
SAPIENT CORP
SAPE
$126K ﹤0.01%
7,239
+747
+12% +$11.9K
WFM
380
DELISTED
Whole Foods Market Inc
WFM
$123K ﹤0.01%
2,120
– –
OREX
381
DELISTED
Orexigen Therapeutics, Inc.
OREX
$123K ﹤0.01%
2,180
+202
+10% +$11.4K
OPTT icon
382
Ocean Power Technologies
OPTT
$36.7M
$113K ﹤0.01%
294
– –
COST icon
383
Costco
COST
$422B
$112K ﹤0.01%
940
– –
GDX icon
384
VanEck Gold Miners ETF
GDX
$23.2B
$112K ﹤0.01%
5,300
– –
APLP
385
DELISTED
Archrock Partners, L.P. Common Units representing Limited Partner Interests
APLP
$112K ﹤0.01%
3,700
– –
IWP icon
386
iShares Russell Mid-Cap Growth ETF
IWP
$19.8B
$101K ﹤0.01%
2,400
– –
BCS.PRC
387
DELISTED
BARCLAYS BK PLC SPONSORED ADS SER 4 PREF SHS (UK)
BCS.PRC
$101K ﹤0.01%
4,000
– –
AKO.B icon
388
Embotelladora Andina Series B
AKO.B
$4.65B
$99K ﹤0.01%
3,510
– –
FMER
389
DELISTED
FIRSTMERIT CORP
FMER
$96K ﹤0.01%
4,310
+444
+11% +$9.97K
IVV icon
390
iShares Core S&P 500 ETF
IVV
$869B
$90K ﹤0.01%
486
-88
-15% -$15.7K
CNCO
391
DELISTED
Cencosud S.A.
CNCO
$89K ﹤0.01%
8,200
– –
TSM icon
392
TSMC
TSM
$2.07T
$84K ﹤0.01%
4,810
-2,030
-30% -$36.1K
USAC icon
393
USA Compression Partners
USAC
$3.72B
$83K ﹤0.01%
3,100
– –
NYF icon
394
iShares New York Muni Bond ETF
NYF
$1.38B
$81K ﹤0.01%
1,554
– –
J icon
395
Jacobs Solutions
J
$16B
$79K ﹤0.01%
1,511
– –
ADBE icon
396
Adobe
ADBE
$94.5B
$76K ﹤0.01%
1,275
– –
SCOR icon
397
Comscore
SCOR
$107M
$72K ﹤0.01%
125
+13
+12% +$7.15K
FXI icon
398
iShares China Large-Cap ETF
FXI
$4.22B
$70K ﹤0.01%
1,830
– –
ENLK
399
DELISTED
EnLink Midstream Partners, LP
ENLK
$69K ﹤0.01%
2,500
– –
AET
400
DELISTED
Aetna Inc
AET
$69K ﹤0.01%
1,000
– –
14 15
16
17 18

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.