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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+2.99%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.62B
AUM Growth
-$11.2M
Cap. Flow
-$108M
Cap. Flow %
-2.34%
Top 10 Hldgs %
23.39%
Holding
555
New
45
Increased
177
Reduced
96
Closed
43

Top Buys

Rank Stock Value
1
NTAP icon
NetApp
NTAP
+$24.7M
2
CHL
China Mobile Limited
CHL
+$16.9M
3
GLW icon
Corning
GLW
+$15.8M
4
GOLD
Randgold Resources Ltd
GOLD
+$13.6M
5
UAL icon
United Airlines
UAL
+$11.6M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$172M
2
TPR icon
Tapestry
TPR
+$58M
3
STJ
St Jude Medical
STJ
+$54.1M
4
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$28.8M
5
CMG icon
Chipotle Mexican Grill
CMG
+$18.5M

Sector Composition

Rank Sector Weight
1 Healthcare 18.96%
2 Financials 15.8%
3 Energy 12.65%
4 Technology 12.38%
5 Consumer Discretionary 9.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APL
351
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$181K ﹤0.01%
5,650
– –
HSBC.PRA
352
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$178K ﹤0.01%
7,000
– –
AZO icon
353
AutoZone
AZO
$50.5B
$175K ﹤0.01%
+325
New +$169K
BND icon
354
Vanguard Total Bond Market
BND
$158B
$175K ﹤0.01%
2,152
– –
RDY icon
355
Dr. Reddy's Laboratories
RDY
$9.69B
$175K ﹤0.01%
19,880
-2,410
-11% -$21K
RWT
356
Redwood Trust
RWT
$578M
$175K ﹤0.01%
8,650
– –
MNTA
357
DELISTED
Momenta Pharmaceuticals, Inc.
MNTA
$175K ﹤0.01%
+15,011
New +$254K
ACHV icon
358
Achieve Life Sciences
ACHV
$621M
$171K ﹤0.01%
+7
New +$172K
MWE
359
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$171K ﹤0.01%
2,630
– –
WBA
360
DELISTED
Walgreens Boots Alliance
WBA
$167K ﹤0.01%
2,538
– –
CELG
361
DELISTED
Celgene Corp
CELG
$165K ﹤0.01%
2,370
-8
-0.3% -$634
RKT
362
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$158K ﹤0.01%
+3,000
New +$157K
BAC icon
363
Bank of America
BAC
$438B
$156K ﹤0.01%
9,088
– –
JCI icon
364
Johnson Controls International
JCI
$85.3B
$153K ﹤0.01%
3,094
– –
DTV
365
DELISTED
DIRECTV COM STK (DE)
DTV
$153K ﹤0.01%
+2,000
New +$147K
OKS
366
DELISTED
Oneok Partners LP
OKS
$150K ﹤0.01%
2,800
– –
MA icon
367
Mastercard
MA
$496B
$146K ﹤0.01%
1,950
-48,990
-96% -$3.83M
TJX icon
368
TJX Companies
TJX
$177B
$146K ﹤0.01%
4,800
-10,926
-69% -$331K
AXP icon
369
American Express
AXP
$226B
$144K ﹤0.01%
+1,605
New +$143K
TTEK icon
370
Tetra Tech
TTEK
$8.62B
$142K ﹤0.01%
24,070
– –
CMRX
371
DELISTED
Chimerix, Inc.
CMRX
$142K ﹤0.01%
+6,222
New +$126K
PGR icon
372
Progressive
PGR
$129B
$135K ﹤0.01%
5,591
– –
DEO icon
373
Diageo
DEO
$49.3B
$133K ﹤0.01%
1,070
+1,040
+3,467% +$130K
IOO icon
374
iShares Global 100 ETF
IOO
$8.73B
$133K ﹤0.01%
3,428
– –
OREX
375
DELISTED
Orexigen Therapeutics, Inc.
OREX
$129K ﹤0.01%
1,985
-195
-9% -$13.2K
13 14
15
16 17

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CWAM
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CCCA
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IH
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GL
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TAM
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Rockefeller Financial Services's Q1 2014 Portfolio in Review

As of Q1 2014, Rockefeller Financial Services held 555 positions worth $4.62B, down 0.24% from $4.63B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q1 2014 filing shows 45 new, 177 increased, 96 reduced and 43 closed positions. Its largest new stake was Randgold Resources Ltd: 185,963 shares worth $13.7M. The largest sale was Alphabet (Google) Class C, an estimated $172M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q1 2014 buy was Randgold Resources Ltd: 185,963 shares worth $13.7M.
  • Rockefeller Financial Services added most to NetApp in Q1 2014, an estimated $24.7M increase.
  • Rockefeller Financial Services's biggest Q1 2014 reduction was Microsoft, cutting an estimated $17.7M.
  • Rockefeller Financial Services fully exited Alphabet (Google) Class C in Q1 2014, selling an estimated $172M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.62B portfolio in Q1 2014.
  • Rockefeller Financial Services opened 45 new positions and closed 43 in Q1 2014.
  • Rockefeller Financial Services's portfolio value fell 0.24% quarter-over-quarter to $4.62B.

Based on Rockefeller Financial Services's 13F filing for Q1 2014, filed 5 May 2014.