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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+3.5%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.92B
AUM Growth
+$133M
Cap. Flow
+$72.5M
Cap. Flow %
1.47%
Top 10 Hldgs %
28.06%
Holding
531
New
66
Increased
122
Reduced
102
Closed
17

Top Buys

Rank Stock Value
1
META icon
Meta Platforms (Facebook)
META
+$136M
2
SYF icon
Synchrony
SYF
+$55.6M
3
CX icon
Cemex
CX
+$48.8M
4
ABT icon
Abbott
ABT
+$24M
5
REGN icon
Regeneron Pharmaceuticals
REGN
+$23M

Top Sells

Rank Stock Value
1
NLY icon
Annaly Capital Management
NLY
+$73.1M
2
SBAC icon
SBA Communications
SBAC
+$64.9M
3
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$60.3M
4
AFL icon
Aflac
AFL
+$48.9M
5
MSFT icon
Microsoft
MSFT
+$39.7M

Sector Composition

Rank Sector Weight
1 Healthcare 21%
2 Financials 16.98%
3 Industrials 10.96%
4 Technology 10.89%
5 Energy 10.38%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NUVA
326
DELISTED
NuVasive, Inc.
NUVA
$207K ﹤0.01%
3,070
-1,250
-29% -$80.6K
DXCM icon
327
DexCom
DXCM
$27.6B
$205K ﹤0.01%
13,752
– –
STT icon
328
State Street
STT
$50.9B
$203K ﹤0.01%
2,620
– –
PCG icon
329
PG&E
PCG
$47.8B
$200K ﹤0.01%
3,289
-12,687
-79% -$760K
TJX icon
330
TJX Companies
TJX
$170B
$200K ﹤0.01%
5,332
+640
+14% +$24.2K
EPAY
331
DELISTED
Bottomline Technologies Inc
EPAY
$200K ﹤0.01%
+8,000
New +$190K
BWLD
332
DELISTED
Buffalo Wild Wings, Inc.
BWLD
$200K ﹤0.01%
1,298
– –
SEMG
333
DELISTED
SEMGROUP CORPORATION
SEMG
$198K ﹤0.01%
+4,745
New +$170K
SEP
334
DELISTED
Spectra Engy Parters Lp
SEP
$196K ﹤0.01%
4,269
– –
TROW icon
335
T. Rowe Price
TROW
$25B
$192K ﹤0.01%
2,546
+180
+8% +$12.8K
WOOF
336
DELISTED
VCA Inc.
WOOF
$190K ﹤0.01%
2,771
– –
CIE
337
DELISTED
Cobalt International Energy, Inc
CIE
$186K ﹤0.01%
10,173
– –
CLR
338
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$181K ﹤0.01%
3,509
+1,220
+53% +$63.1K
CUK
339
DELISTED
Carnival PLC
CUK
$180K ﹤0.01%
3,515
-321
-8% -$16K
HSBC.PRA
340
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$176K ﹤0.01%
7,000
– –
CRM icon
341
Salesforce
CRM
$134B
$171K ﹤0.01%
2,497
+302
+14% +$21.9K
EGBN icon
342
Eagle Bancorp
EGBN
$867M
$170K ﹤0.01%
2,792
– –
TRV icon
343
Travelers Companies
TRV
$80.8B
$167K ﹤0.01%
1,368
+80
+6% +$9.13K
EHC icon
344
Encompass Health
EHC
$11.2B
$165K ﹤0.01%
+5,028
New +$163K
LAZ icon
345
Lazard
LAZ
$4.37B
$165K ﹤0.01%
+4,025
New +$156K
WLY icon
346
John Wiley & Sons Class A
WLY
$2.52B
$164K ﹤0.01%
+3,000
New +$160K
BX icon
347
Blackstone
BX
$104B
$162K ﹤0.01%
6,000
– –
FLIR
348
DELISTED
FLIR Systems, Inc. (DE) Common Stock
FLIR
$162K ﹤0.01%
+4,482
New +$151K
BHI
349
DELISTED
Baker Hughes
BHI
$162K ﹤0.01%
2,493
– –
CFR icon
350
Cullen/Frost Bankers
CFR
$10.3B
$160K ﹤0.01%
+1,814
New +$146K
12 13
14
15 16

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Rockefeller Financial Services's Q4 2016 Portfolio in Review

As of Q4 2016, Rockefeller Financial Services held 531 positions worth $4.92B, up 2.8% from $4.79B the previous quarter. Its ten largest holdings account for 28% of the portfolio.

Rockefeller Financial Services's Q4 2016 filing shows 66 new, 122 increased, 102 reduced and 17 closed positions. Its largest new stake was Synchrony: 1,741,141 shares worth $63.2M. The largest sale was Annaly Capital Management, an estimated $73.1M.

By sector, the portfolio is most concentrated in Healthcare at 21% of assets, down from 23% a quarter earlier, followed by Financials and Industrials.

  • Rockefeller Financial Services's largest Q4 2016 buy was Synchrony: 1,741,141 shares worth $63.2M.
  • Rockefeller Financial Services added most to Meta Platforms (Facebook) in Q4 2016, an estimated $136M increase.
  • Rockefeller Financial Services's biggest Q4 2016 reduction was Annaly Capital Management, cutting an estimated $73.1M.
  • Rockefeller Financial Services fully exited EPIQ SYSTEMS INC in Q4 2016, selling an estimated $9.32M.
  • Rockefeller Financial Services's ten largest holdings make up 28% of its $4.92B portfolio in Q4 2016.
  • Rockefeller Financial Services opened 66 new positions and closed 17 in Q4 2016.
  • Rockefeller Financial Services's portfolio value rose 2.8% quarter-over-quarter to $4.92B.

Based on Rockefeller Financial Services's 13F filing for Q4 2016, filed 19 Jan 2017.