We are live on ! Find out more
RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.49B
AUM Growth
+$38.7M
Cap. Flow
+$76M
Cap. Flow %
1.69%
Top 10 Hldgs %
26.53%
Holding
657
New
26
Increased
107
Reduced
186
Closed
168

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$150M
2
CMCSA icon
Comcast
CMCSA
+$43.5M
3
DAR icon
Darling Ingredients
DAR
+$39.5M
4
COF icon
Capital One
COF
+$36.6M
5
CTRA
Coterra Energy
CTRA
+$34.5M

Top Sells

Rank Stock Value
1
CHL
China Mobile Limited
CHL
+$47.8M
2
CPA icon
Copa Holdings
CPA
+$38.5M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$37.7M
4
DOV icon
Dover
DOV
+$35.1M
5
INCY icon
Incyte
INCY
+$29.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.63%
2 Financials 15.64%
3 Energy 12.73%
4 Technology 12.5%
5 Consumer Discretionary 11.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BOND icon
326
PIMCO Active Bond Exchange-Traded Fund
BOND
$8.39B
$198K ﹤0.01%
1,825
+11
+0.6% +$1.2K
DD icon
327
DuPont de Nemours
DD
$18.8B
$197K ﹤0.01%
1,485
-27
-2% -$3.6K
EVHC
328
DELISTED
Envision Healthcare Holdings Inc
EVHC
$192K ﹤0.01%
1,845
-2,368
-56% -$251K
THOR
329
DELISTED
THORATEC CORPORATION
THOR
$192K ﹤0.01%
7,180
-8,909
-55% -$253K
MWE
330
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$190K ﹤0.01%
2,475
– –
BX icon
331
Blackstone
BX
$106B
$189K ﹤0.01%
6,114
-273
-4% -$8.88K
WDC icon
332
Western Digital
WDC
$168B
$186K ﹤0.01%
2,530
-59
-2% -$4.43K
HSBC.PRA
333
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$176K ﹤0.01%
7,000
– –
SNDK
334
DELISTED
SANDISK CORP
SNDK
$170K ﹤0.01%
1,734
– –
DXCM icon
335
DexCom
DXCM
$28.5B
$168K ﹤0.01%
16,796
-22,296
-57% -$228K
ACAD icon
336
Acadia Pharmaceuticals
ACAD
$4.35B
$167K ﹤0.01%
6,751
-7,541
-53% -$176K
ABEV icon
337
Ambev
ABEV
$47B
$164K ﹤0.01%
+25,000
New +$176K
T icon
338
AT&T
T
$166B
$163K ﹤0.01%
6,124
-55
-0.9% -$1.46K
TRNX
339
DELISTED
TORNIER N V SHARES (NLD)
TRNX
$163K ﹤0.01%
6,809
-8,585
-56% -$192K
THC icon
340
Tenet Healthcare
THC
$21.3B
$159K ﹤0.01%
2,682
-3,757
-58% -$210K
OKS
341
DELISTED
Oneok Partners LP
OKS
$157K ﹤0.01%
2,800
– –
BAC icon
342
Bank of America
BAC
$440B
$155K ﹤0.01%
9,088
-1,231
-12% -$19.6K
JCI icon
343
Johnson Controls International
JCI
$86.3B
$151K ﹤0.01%
3,281
+112
+4% +$5.64K
WBA
344
DELISTED
Walgreens Boots Alliance
WBA
$150K ﹤0.01%
2,538
-57
-2% -$3.74K
RKT
345
DELISTED
ROCK-TENN COMPANY CL-A
RKT
$143K ﹤0.01%
3,000
– –
TJX icon
346
TJX Companies
TJX
$173B
$142K ﹤0.01%
4,800
-92
-2% -$2.59K
PGR icon
347
Progressive
PGR
$125B
$141K ﹤0.01%
5,591
– –
RWT
348
Redwood Trust
RWT
$625M
$134K ﹤0.01%
8,070
-580
-7% -$11K
AXP icon
349
American Express
AXP
$228B
$131K ﹤0.01%
1,500
-217
-13% -$19.5K
USAC icon
350
USA Compression Partners
USAC
$3.73B
$130K ﹤0.01%
5,350
– –
12 13
14
15 16

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Rockefeller Financial Services held 657 positions worth $4.49B, up 0.87% from $4.45B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q3 2014 filing shows 26 new, 107 increased, 186 reduced and 168 closed positions. Its largest new stake was Chevron: 1,172,332 shares worth $140M. The largest sale was China Mobile Limited, an estimated $47.8M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q3 2014 buy was Chevron: 1,172,332 shares worth $140M.
  • Rockefeller Financial Services added most to Comcast in Q3 2014, an estimated $43.5M increase.
  • Rockefeller Financial Services's biggest Q3 2014 reduction was China Mobile Limited, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited Alexion Pharmaceuticals in Q3 2014, selling an estimated $37.7M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.49B portfolio in Q3 2014.
  • Rockefeller Financial Services opened 26 new positions and closed 168 in Q3 2014.
  • Rockefeller Financial Services's portfolio value rose 0.87% quarter-over-quarter to $4.49B.

Based on Rockefeller Financial Services's 13F filing for Q3 2014, filed 5 Nov 2014.