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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+9.79%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.63B
AUM Growth
+$329M
Cap. Flow
-$57.2M
Cap. Flow %
-1.24%
Top 10 Hldgs %
22.94%
Holding
540
New
33
Increased
133
Reduced
134
Closed
30

Top Buys

Rank Stock Value
1
V icon
Visa
V
+$51.6M
2
STJ
St Jude Medical
STJ
+$49.2M
3
RIO icon
Rio Tinto
RIO
+$46.6M
4
UAL icon
United Airlines
UAL
+$35M
5
TD icon
Toronto Dominion Bank
TD
+$26.3M

Top Sells

Rank Stock Value
1
VOD icon
Vodafone
VOD
+$98.2M
2
FDX icon
FedEx
FDX
+$73M
3
MA icon
Mastercard
MA
+$50.6M
4
COV
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
+$48M
5
GOOG icon
Alphabet (Google) Class C
GOOG
+$25.3M

Sector Composition

Rank Sector Weight
1 Healthcare 18.87%
2 Financials 15.66%
3 Energy 12.65%
4 Technology 11.59%
5 Consumer Discretionary 10.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCF
326
DELISTED
TCF Financial Corporation
TCF
$252K 0.01%
15,520
– –
RVTY icon
327
Revvity
RVTY
$12.1B
$247K 0.01%
5,980
+172
+3% +$6.58K
WPZ
328
DELISTED
Williams Partners L.P.
WPZ
$246K 0.01%
4,615
– –
THOR
329
DELISTED
THORATEC CORPORATION
THOR
$245K 0.01%
6,706
+69
+1% +$2.71K
CMCSK
330
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$243K 0.01%
4,876
– –
GPN icon
331
Global Payments
GPN
$23B
$240K 0.01%
7,400
– –
RBS.PRQ
332
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$236K 0.01%
10,870
– –
CVS icon
333
CVS Health
CVS
$137B
$233K 0.01%
3,250
– –
EXPD icon
334
Expeditors International
EXPD
$22.4B
$231K 0.01%
5,230
– –
BMI icon
335
Badger Meter
BMI
$3.71B
$230K 0.01%
8,450
– –
MSEX icon
336
Middlesex Water
MSEX
$1.05B
$228K ﹤0.01%
10,907
– –
WTRG icon
337
Essential Utilities
WTRG
$11.2B
$224K ﹤0.01%
9,516
– –
ELGX
338
DELISTED
Endologix Inc
ELGX
$222K ﹤0.01%
1,272
-48
-4% -$8.25K
PFF icon
339
iShares Preferred and Income Securities ETF
PFF
$13.2B
$221K ﹤0.01%
6,000
– –
SEP
340
DELISTED
Spectra Engy Parters Lp
SEP
$215K ﹤0.01%
4,750
– –
CPHD
341
DELISTED
Cepheid Inc
CPHD
$215K ﹤0.01%
4,611
-34
-0.7% -$1.44K
MDVN
342
DELISTED
MEDIVATION, INC.
MDVN
$210K ﹤0.01%
6,566
-7,396
-53% -$223K
ECL icon
343
Ecolab
ECL
$76.4B
$209K ﹤0.01%
2,000
– –
WPZ
344
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$209K ﹤0.01%
4,363
– –
RWX icon
345
State Street SPDR Dow Jones International Real Estate ETF
RWX
$265M
$208K ﹤0.01%
5,050
-13,250
-72% -$558K
AMJ
346
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$204K ﹤0.01%
4,403
– –
FMI
347
DELISTED
Foundation Medicine, Inc.
FMI
$203K ﹤0.01%
+8,512
New +$238K
CELG
348
DELISTED
Celgene Corp
CELG
$201K ﹤0.01%
2,378
+8
+0.3% +$633
APL
349
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$198K ﹤0.01%
5,650
– –
SGMO
350
DELISTED
SANGAMO THERAPEUTICS INC
SGMO
$190K ﹤0.01%
13,666
+122
+0.9% +$1.41K
12 13
14
15 16

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Rockefeller Financial Services's Q4 2013 Portfolio in Review

As of Q4 2013, Rockefeller Financial Services held 540 positions worth $4.63B, up 7.7% from $4.3B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services's Q4 2013 filing shows 33 new, 133 increased, 134 reduced and 30 closed positions. Its largest new stake was Rio Tinto: 895,801 shares worth $50.6M. The largest sale was Vodafone, an estimated $98.2M.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 19% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q4 2013 buy was Rio Tinto: 895,801 shares worth $50.6M.
  • Rockefeller Financial Services added most to Visa in Q4 2013, an estimated $51.6M increase.
  • Rockefeller Financial Services's biggest Q4 2013 reduction was Vodafone, cutting an estimated $98.2M.
  • Rockefeller Financial Services fully exited Ecopetrol in Q4 2013, selling an estimated $3.47M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.63B portfolio in Q4 2013.
  • Rockefeller Financial Services opened 33 new positions and closed 30 in Q4 2013.
  • Rockefeller Financial Services's portfolio value rose 7.7% quarter-over-quarter to $4.63B.

Based on Rockefeller Financial Services's 13F filing for Q4 2013, filed 3 Feb 2014.