Rockefeller Financial Services’s iShares Preferred and Income Securities ETF PFF Stock Holding History

Rockefeller Financial Services’s Portfolio PFF Stock Details PFF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q3	–	Sell	-28,530	Closed	-$1.14M	–	479
2016 Q2	$1.14M	Buy	28,530 +22,530	+376%	+$883K	0.02%	183
2016 Q1	$234K	Hold	6,000	–	–	﹤0.01%	312
2015 Q4	$233K	Hold	6,000	–	–	﹤0.01%	324
2015 Q3	$232K	Hold	6,000	–	–	﹤0.01%	317
2015 Q2	$235K	Hold	6,000	–	–	﹤0.01%	302
2015 Q1	$241K	Hold	6,000	–	–	0.01%	308
2014 Q4	$237K	Hold	6,000	–	–	0.01%	293
2014 Q3	$237K	Buy	+6,000	New	+$238K	0.01%	316
2014 Q2	–	Sell	-6,000	Closed	-$234K	–	641
2014 Q1	$234K	Hold	6,000	–	–	0.01%	328
2013 Q4	$221K	Hold	6,000	–	–	﹤0.01%	339
2013 Q3	$228K	Hold	6,000	–	–	0.01%	325
2013 Q2	$236K	Buy	+6,000	New	+$241K	0.01%	311

Other funds holding PFF

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Creative Planning Overland Park, Kansas $171B AUM 24.68% 1-Year Est. Return

Aozora Bank Tokyo, Japan $199M AUM 0.15% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

Fidelity Investments Boston, Massachusetts $2.3T AUM 54.33% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

Rockefeller Financial Services's PFF Position: Q3 2016 in Review

Rockefeller Financial Services sold out of iShares Preferred and Income Securities ETF (PFF) in Q3 2016, closing a stake of 28,530 shares — an estimated $1.14M sold.

Rockefeller Financial Services first reported a position in PFF in Q2 2013 and held it in 12 quarters. The position peaked at $1.14M in Q2 2016. 569 funds tracked by Wall St. Rank hold PFF as of Q3 2016.

Rockefeller Financial Services reported no remaining iShares Preferred and Income Securities ETF position as of Q3 2016 after selling out during the quarter.
Rockefeller Financial Services sold 28,530 iShares Preferred and Income Securities ETF shares in Q3 2016, an estimated $1.14M.
Rockefeller Financial Services first reported a position in iShares Preferred and Income Securities ETF in Q2 2013 and held it in 12 quarters.
Rockefeller Financial Services's iShares Preferred and Income Securities ETF position peaked at $1.14M in Q2 2016.
569 funds tracked by Wall St. Rank held iShares Preferred and Income Securities ETF as of Q3 2016.

Based on Rockefeller Financial Services's 13F filing for Q3 2016, filed 28 Oct 2016.