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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCF
326
DELISTED
TCF Financial Corporation
TCF
$222K 0.01%
15,520
– –
RVTY icon
327
Revvity
RVTY
$12.1B
$219K 0.01%
5,808
+882
+18% +$31.7K
APL
328
DELISTED
ATLAS PIPELINE PARTNERS LP UTS
APL
$219K 0.01%
5,650
– –
WPZ
329
DELISTED
WILLIAMS PARTNERS L.P. COM UTS REPTG L.P. INT
WPZ
$218K 0.01%
4,363
– –
ELGX
330
DELISTED
Endologix Inc
ELGX
$213K 0.01%
1,320
+189
+17% +$29.8K
CMCSK
331
DELISTED
COMCAST CORP SPL A (NEW)
CMCSK
$211K ﹤0.01%
4,876
– –
WPZ
332
DELISTED
Williams Partners L.P.
WPZ
$210K ﹤0.01%
4,615
– –
SEP
333
DELISTED
Spectra Engy Parters Lp
SEP
$208K ﹤0.01%
4,750
– –
ECL icon
334
Ecolab
ECL
$76.4B
$198K ﹤0.01%
2,000
– –
BMI icon
335
Badger Meter
BMI
$3.71B
$196K ﹤0.01%
8,450
– –
AMJ
336
DELISTED
JP Morgan Alerian MLP Index ETN 5/24/24
AMJ
$196K ﹤0.01%
4,403
-400
-8% -$18.4K
ABV
337
DELISTED
COMPANHIA BEBIDA ADS EACH REPSTG 1 PFD SH
ABV
$192K ﹤0.01%
5,000
– –
MWE
338
DELISTED
MARKWEST ENERGY PARTNERS, LP
MWE
$190K ﹤0.01%
2,630
– –
GPN icon
339
Global Payments
GPN
$23B
$189K ﹤0.01%
7,400
– –
IRBT
340
DELISTED
iRobot
IRBT
$187K ﹤0.01%
4,975
– –
CVS icon
341
CVS Health
CVS
$137B
$184K ﹤0.01%
3,250
– –
PGR icon
342
Progressive
PGR
$125B
$184K ﹤0.01%
6,768
– –
CELG
343
DELISTED
Celgene Corp
CELG
$183K ﹤0.01%
2,370
+370
+19% +$25.9K
CPHD
344
DELISTED
Cepheid Inc
CPHD
$181K ﹤0.01%
4,645
+1,091
+31% +$39.5K
DXCM icon
345
DexCom
DXCM
$28.3B
$178K ﹤0.01%
25,228
+4,300
+21% +$27.2K
BND icon
346
Vanguard Total Bond Market
BND
$158B
$174K ﹤0.01%
2,152
– –
HSBC.PRA
347
DELISTED
HSBC Holdings PLC, Inc. ADS(1/40 shr. 6.2% Non-Cum. Dlr. Pref. Shrs., Ser.A)
HSBC.PRA
$173K ﹤0.01%
7,000
– –
RWT
348
Redwood Trust
RWT
$619M
$170K ﹤0.01%
8,650
– –
X
349
DELISTED
US Steel
X
$168K ﹤0.01%
8,140
– –
BAC icon
350
Bank of America
BAC
$436B
$167K ﹤0.01%
12,088
+3,000
+33% +$42.8K
12 13
14
15 16

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CWAM
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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.