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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KOPN icon
301
Kopin
KOPN
$687M
$309K 0.01%
76,820
– –
MHK icon
302
Mohawk Industries
MHK
$7.05B
$309K 0.01%
2,375
– –
UBSI icon
303
United Bankshares
UBSI
$6.57B
$307K 0.01%
10,588
– –
STI
304
DELISTED
SunTrust Banks, Inc.
STI
$305K 0.01%
9,395
– –
FRC
305
DELISTED
First Republic Bank
FRC
$297K 0.01%
6,370
– –
PRE
306
DELISTED
PARTNERRE LTD
PRE
$293K 0.01%
3,200
– –
RTX icon
307
RTX Corp
RTX
$294B
$291K 0.01%
4,290
– –
CTSH icon
308
Cognizant
CTSH
$22.3B
$290K 0.01%
7,066
-600
-8% -$22.3K
CCC
309
DELISTED
Calgon Carbon Corp
CCC
$283K 0.01%
14,900
– –
CTWS
310
DELISTED
Connecticut Water Service Inc
CTWS
$276K 0.01%
8,590
– –
AOS icon
311
A.O. Smith
AOS
$8.61B
$273K 0.01%
12,068
– –
ENDP
312
DELISTED
Endo International plc
ENDP
$266K 0.01%
5,844
+786
+16% +$31.6K
THOR
313
DELISTED
THORATEC CORPORATION
THOR
$247K 0.01%
6,637
-322
-5% -$11.3K
SBS icon
314
Sabesp
SBS
$19.9B
$242K 0.01%
125,613
– –
GD icon
315
General Dynamics
GD
$105B
$239K 0.01%
2,735
– –
KB icon
316
KB Financial Group
KB
$41.5B
$239K 0.01%
6,830
– –
RBS.PRQ
317
DELISTED
ROYAL BANK OF SCOTLAND GP PLC (THE) ADR REPSTG PFD SHS SER Q
RBS.PRQ
$238K 0.01%
10,870
– –
IWF icon
318
iShares Russell 1000 Growth ETF
IWF
$120B
$235K 0.01%
12,000
– –
WTRG icon
319
Essential Utilities
WTRG
$11.2B
$235K 0.01%
9,516
– –
EQM
320
DELISTED
EQM Midstream Partners, LP
EQM
$234K 0.01%
4,750
– –
MSEX icon
321
Middlesex Water
MSEX
$1.05B
$233K 0.01%
10,907
+3,677
+51% +$77K
EXPD icon
322
Expeditors International
EXPD
$22.4B
$230K 0.01%
5,230
– –
LNN icon
323
Lindsay Corp
LNN
$1.17B
$230K 0.01%
2,815
+1,087
+63% +$85.1K
SZYM
324
DELISTED
SOLAZYME INC COM STK (DE)
SZYM
$230K 0.01%
21,365
– –
PFF icon
325
iShares Preferred and Income Securities ETF
PFF
$13.2B
$228K 0.01%
6,000
– –
11 12
13
14 15

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CCCA
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HTG
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GP
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IH
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GL
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TAM
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Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.