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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+0.01%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.49B
AUM Growth
+$38.7M
Cap. Flow
+$76M
Cap. Flow %
1.69%
Top 10 Hldgs %
26.53%
Holding
657
New
26
Increased
107
Reduced
186
Closed
168

Top Buys

Rank Stock Value
1
CVX icon
Chevron
CVX
+$150M
2
CMCSA icon
Comcast
CMCSA
+$43.5M
3
DAR icon
Darling Ingredients
DAR
+$39.5M
4
COF icon
Capital One
COF
+$36.6M
5
CTRA
Coterra Energy
CTRA
+$34.5M

Top Sells

Rank Stock Value
1
CHL
China Mobile Limited
CHL
+$47.8M
2
CPA icon
Copa Holdings
CPA
+$38.5M
3
ALXN
Alexion Pharmaceuticals
ALXN
+$37.7M
4
DOV icon
Dover
DOV
+$35.1M
5
INCY icon
Incyte
INCY
+$29.3M

Sector Composition

Rank Sector Weight
1 Healthcare 17.63%
2 Financials 15.64%
3 Energy 12.73%
4 Technology 12.5%
5 Consumer Discretionary 11.77%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BBVA icon
251
Banco Bilbao Vizcaya Argentaria
BBVA
$144B
$496K 0.01%
+43,500
New +$507K
FCX icon
252
Freeport-McMoran
FCX
$90B
$496K 0.01%
15,191
+80
+0.5% +$2.91K
CVC
253
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$489K 0.01%
27,900
– –
KN icon
254
Knowles
KN
$3.22B
$480K 0.01%
18,117
– –
AMCX icon
255
AMC Global Media
AMCX
$430M
$472K 0.01%
8,075
– –
AWK icon
256
American Water Works
AWK
$26.3B
$472K 0.01%
9,790
+958
+11% +$46.8K
FITB
257
Fifth Third Bancorp
FITB
$52B
$471K 0.01%
23,550
– –
WTRG icon
258
Essential Utilities
WTRG
$11.2B
$471K 0.01%
20,014
+7,502
+60% +$183K
MSGS icon
259
Madison Square Garden
MSGS
$9.54B
$461K 0.01%
9,779
– –
PGF icon
260
Invesco Financial Preferred ETF
PGF
$676M
$459K 0.01%
25,460
– –
AMP icon
261
Ameriprise Financial
AMP
$46.8B
$438K 0.01%
3,550
– –
CXO
262
DELISTED
CONCHO RESOURCES INC.
CXO
$426K 0.01%
3,400
-6
-0.2% -$821
EQM
263
DELISTED
EQM Midstream Partners, LP
EQM
$426K 0.01%
4,750
– –
ILMN icon
264
Illumina
ILMN
$29.4B
$422K 0.01%
2,648
-3,559
-57% -$595K
AGG icon
265
iShares Core US Aggregate Bond ETF
AGG
$138B
$412K 0.01%
3,779
-3,347
-47% -$365K
AMTD
266
DELISTED
TD Ameritrade Holding Corp
AMTD
$411K 0.01%
12,330
– –
RTX icon
267
RTX Corp
RTX
$287B
$401K 0.01%
6,038
-455
-7% -$31.2K
VEA icon
268
Vanguard FTSE Developed Markets ETF
VEA
$226B
$400K 0.01%
10,058
+6,294
+167% +$262K
APD icon
269
Air Products & Chemicals
APD
$66.3B
$391K 0.01%
3,243
-222
-6% -$27.1K
AOS icon
270
A.O. Smith
AOS
$8.38B
$389K 0.01%
16,470
+4,402
+36% +$107K
CCC
271
DELISTED
Calgon Carbon Corp
CCC
$386K 0.01%
19,923
+5,023
+34% +$107K
COP icon
272
ConocoPhillips
COP
$147B
$385K 0.01%
5,039
-367
-7% -$30K
RDS.B
273
DELISTED
Royal Dutch Shell PLC ADS Class B
RDS.B
$376K 0.01%
4,756
– –
NBIS
274
Nebius Group N.V.
NBIS
$47.7B
$365K 0.01%
13,132
– –
BNS icon
275
Scotiabank
BNS
$106B
$357K 0.01%
6,156
– –
9 10
11
12 13

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Rockefeller Financial Services's Q3 2014 Portfolio in Review

As of Q3 2014, Rockefeller Financial Services held 657 positions worth $4.49B, up 0.87% from $4.45B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Rockefeller Financial Services's Q3 2014 filing shows 26 new, 107 increased, 186 reduced and 168 closed positions. Its largest new stake was Chevron: 1,172,332 shares worth $140M. The largest sale was China Mobile Limited, an estimated $47.8M.

By sector, the portfolio is most concentrated in Healthcare at 18% of assets, down from 20% a quarter earlier, followed by Financials and Energy.

  • Rockefeller Financial Services's largest Q3 2014 buy was Chevron: 1,172,332 shares worth $140M.
  • Rockefeller Financial Services added most to Comcast in Q3 2014, an estimated $43.5M increase.
  • Rockefeller Financial Services's biggest Q3 2014 reduction was China Mobile Limited, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited Alexion Pharmaceuticals in Q3 2014, selling an estimated $37.7M.
  • Rockefeller Financial Services's ten largest holdings make up 27% of its $4.49B portfolio in Q3 2014.
  • Rockefeller Financial Services opened 26 new positions and closed 168 in Q3 2014.
  • Rockefeller Financial Services's portfolio value rose 0.87% quarter-over-quarter to $4.49B.

Based on Rockefeller Financial Services's 13F filing for Q3 2014, filed 5 Nov 2014.