Rockefeller Financial Services’s Invesco Financial Preferred ETF PGF Stock Holding History

Rockefeller Financial Services’s Portfolio PGF Stock Details PGF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q4	–	Sell	-11,000	Closed	-$201K	–	559
2015 Q3	$201K	Hold	11,000	–	–	﹤0.01%	327
2015 Q2	$200K	Sell	11,000 -14,460	-57%	-$266K	﹤0.01%	317
2015 Q1	$474K	Hold	25,460	–	–	0.01%	247
2014 Q4	$465K	Hold	25,460	–	–	0.01%	246
2014 Q3	$459K	Hold	25,460	–	–	0.01%	260
2014 Q2	$463K	Hold	25,460	–	–	0.01%	270
2014 Q1	$453K	Hold	25,460	–	–	0.01%	264
2013 Q4	$431K	Hold	25,460	–	–	0.01%	282
2013 Q3	$436K	Sell	25,460 -8,128	-24%	-$141K	0.01%	272
2013 Q2	$601K	Buy	+33,588	New	+$617K	0.01%	244

Other funds holding PGF

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

SAS

Sage Advisory Services Austin, Texas $203M AUM 12.95% 1-Year Est. Return

FDx Advisors Chicago, Illinois $332M AUM 22.76% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $424B AUM 22.9% 1-Year Est. Return

SMM

Stadion Money Management Watkinsville, Georgia $1.16B AUM 20.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Rockefeller Financial Services's PGF Position: Q4 2015 in Review

Rockefeller Financial Services sold out of Invesco Financial Preferred ETF (PGF) in Q4 2015, closing a stake of 11,000 shares — an estimated $201K sold.

Rockefeller Financial Services first reported a position in PGF in Q2 2013 and held it in 10 quarters. The position peaked at $601K in Q2 2013. 135 funds tracked by Wall St. Rank hold PGF as of Q4 2015.

Rockefeller Financial Services reported no remaining Invesco Financial Preferred ETF position as of Q4 2015 after selling out during the quarter.
Rockefeller Financial Services sold 11,000 Invesco Financial Preferred ETF shares in Q4 2015, an estimated $201K.
Rockefeller Financial Services first reported a position in Invesco Financial Preferred ETF in Q2 2013 and held it in 10 quarters.
Rockefeller Financial Services's Invesco Financial Preferred ETF position peaked at $601K in Q2 2013.
135 funds tracked by Wall St. Rank held Invesco Financial Preferred ETF as of Q4 2015.

Based on Rockefeller Financial Services's 13F filing for Q4 2015, filed 3 Feb 2016.