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Invesco Financial Preferred ETF

107 hedge funds and large institutions have $191M invested in Invesco Financial Preferred ETF in 2013 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 20 increasing their positions, 42 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

85% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 13

8% more funds holding

Funds holding: 99107 (+8)

0.53% more ownership

Funds ownership: 12.7%13.23% (+0.53%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

0% less capital invested

Capital invested by funds: $192M → $191M (-$847K)

52% less repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 42

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $796K

Holders
107
Holders Change
+8
Holders Change %
+8.08%
% of All Funds
3.11%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
24
Increased
20
Reduced
42
Closed
13
Calls
Puts
$796K
Net Calls
-$796K
Net Calls Change
+$194K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$25.3M -$5.96M -348,692 -19%
U
2
UBS
Switzerland
$21.3M -$2.34M -136,948 -10%
Bank of America
3
Bank of America
North Carolina
$19.4M -$2.78M -162,615 -12%
MAA
4
Managed Account Advisors
New Jersey
$9.23M +$9.2M +537,830 +7,440%
LPL Financial
5
LPL Financial
California
$8.82M -$2.87M -167,897 -24%
N
6
Nuveen
North Carolina
$7.94M +$29.1K +1,700 +0.4%
WBG
7
Wharton Business Group
Pennsylvania
$7.75M +$7.82M +457,215 New
BF
8
BOK Financial
Oklahoma
$7.62M -$1.42M -83,222 -16%
Wells Fargo
9
Wells Fargo
California
$5.93M +$9.23K +540 +0.2%
CIA
10
Capital Investment Advisors
Georgia
$5.31M +$5.36M +313,520 New
IAS
11
IMA Advisory Services
Colorado
$4.55M +$2.37M +138,760 +107%
KFC
12
Klingenstein Fields & Co
New York
$4.03M -$60.4K -3,535 -1%
CS
13
Credit Suisse
Switzerland
$3.65M -$187K -10,949 -5%
SAMC
14
Shinko Asset Management Company
Japan
$2.57M -$455K -26,600 -15%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$2.52M -$1.14M -66,795 -31%
NSIM
16
North Star Investment Management
Illinois
$2.38M -$156K -9,125 -6%
William Blair & Company
17
William Blair & Company
Illinois
$2.28M +$742K +43,400 +48%
SAM
18
SignalPoint Asset Management
Missouri
$2.28M +$113K +6,605 +5%
BTS
19
BB&T Securities
Virginia
$2.2M +$7.1K +415 +3%
BCI
20
Brinker Capital Investments
Pennsylvania
$2.02M -$256K -15,000 -11%
Royal Bank of Canada
21
Royal Bank of Canada
Ontario, Canada
$2M +$180K +10,538 +10%
PFS
22
Prospera Financial Services
Texas
$1.8M -$156K -9,100 -8%
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$1.79M -$89.7K -5,246 -5%
Susquehanna International Group
24
Susquehanna International Group
Pennsylvania
$1.7M +$1.71M +100,126 New
FIM
25
Freedom Investment Management
Connecticut
$1.6M -$143K -8,381 -8%

PGF Hedge Fund Activity: Q4 2013 in Review

107 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Invesco Financial Preferred ETF (PGF) for Q4 2013, worth a combined $191M — down 0.44% from $192M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new PGF positions and 13 closed out — a net gain of 11 holders — while 20 added to existing stakes and 42 trimmed.

The largest buyer was Managed Account Advisors, adding an estimated $9.2M. The largest seller was Morgan Stanley, cutting an estimated $5.96M.

  • 107 institutional investors held Invesco Financial Preferred ETF (PGF) as of Q4 2013, up from 99 in Q3 2013.
  • Funds reported $191M of Invesco Financial Preferred ETF stock for Q4 2013, down 0.44% quarter-over-quarter.
  • 24 funds opened new Invesco Financial Preferred ETF positions in Q4 2013 and 13 closed out, a net change of +11 holders.
  • The largest Invesco Financial Preferred ETF buyer in Q4 2013 was Managed Account Advisors, an estimated $9.2M added.
  • The largest Invesco Financial Preferred ETF seller in Q4 2013 was Morgan Stanley, an estimated $5.96M sold.

Based on aggregated 13F filings for Q4 2013.