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Invesco Financial Preferred ETF

128 hedge funds and large institutions have $255M invested in Invesco Financial Preferred ETF in 2016 Q1 according to their latest regulatory filings, with 12 funds opening new positions, 46 increasing their positions, 43 reducing their positions, and 17 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more repeat investments, than reductions

Existing positions increased: 46 | Existing positions reduced: 43

5% less funds holding

Funds holding: 135128 (-7)

5.83% less ownership

Funds ownership: 21.9%16.07% (-5.8%)

25% less capital invested

Capital invested by funds: $341M → $255M (-$86.3M)

29% less first-time investments, than exits

New positions opened: 12 | Existing positions closed: 17

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $11K

Holders
128
Holders Change
-7
Holders Change %
-5.19%
% of All Funds
3.41%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
12
Increased
46
Reduced
43
Closed
17
Calls
Puts
$11K
Net Calls
-$11K
Net Calls Change
-$11K
Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$43.7M +$6.72M +362,939 +19%
LPL Financial
2
LPL Financial
California
$39.1M +$2.26M +122,155 +6%
Bank of America
3
Bank of America
North Carolina
$28.4M -$6.78M -366,067 -20%
UBS Group
4
UBS Group
Switzerland
$15.1M +$1.92M +103,507 +15%
SMM
5
Stadion Money Management
Georgia
$15M +$914K +49,364 +7%
GC
6
Guggenheim Capital
Illinois
$6.7M -$2.54M -137,480 -28%
YMRC
7
Yorktown Management & Research Company
Virginia
$5.64M +$5.55M +300,000 New
BAAM
8
Baker Avenue Asset Management
California
$5.59M -$81.8K -4,420 -1%
NSIM
9
North Star Investment Management
Illinois
$4.34M +$259K +13,978 +6%
KFC
10
Klingenstein Fields & Co
New York
$3.69M -$70.3K -3,800 -2%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$3.36M +$23.9K +1,291 +0.7%
Royal Bank of Canada
12
Royal Bank of Canada
Ontario, Canada
$3.26M -$20.4M -1,099,500 -86%
WBG
13
Wharton Business Group
Pennsylvania
$3.2M +$1.98M +106,725 +168%
FIM
14
Freedom Investment Management
Connecticut
$3.05M +$318K +17,192 +12%
PAG
15
Private Advisor Group
New Jersey
$3.04M -$487K -26,287 -14%
CAN
16
Cetera Advisor Networks
California
$2.91M +$413K +22,323 +17%
CG
17
Colony Group
Massachusetts
$2.45M +$2.41M +130,300 New
PFS
18
Prospera Financial Services
Texas
$2.38M +$84.2K +4,550 +4%
MFS
19
MSI Financial Services
Massachusetts
$2.33M +$869K +46,969 +61%
BCI
20
Brinker Capital Investments
Pennsylvania
$2.25M
Cambridge Investment Research Advisors
21
Cambridge Investment Research Advisors
Iowa
$2.14M -$166K -8,977 -7%
SAM
22
SignalPoint Asset Management
Missouri
$2.11M +$149K +8,027 +8%
RJA
23
Raymond James & Associates
Florida
$1.97M -$3.52M -190,330 -65%
AF
24
Affiance Financial
Minnesota
$1.86M -$269K -14,529 -13%
RJFSA
25
Raymond James Financial Services Advisors
Florida
$1.82M -$116K -6,250 -6%

PGF Hedge Fund Activity: Q1 2016 in Review

128 of the 3,753 institutional investors tracked by Wall St. Rank reported a position in Invesco Financial Preferred ETF (PGF) for Q1 2016, worth a combined $255M — down 25% from $341M a quarter earlier.

Sellers outnumbered buyers: 17 funds closed out of PGF and 12 opened new positions — a net loss of 5 holders — while 43 trimmed existing stakes and 46 added.

The largest buyer was Morgan Stanley, adding an estimated $6.72M. The largest seller was Sage Advisory Services, exiting entirely with an estimated $22.8M sold.

  • 128 institutional investors held Invesco Financial Preferred ETF (PGF) as of Q1 2016, down from 135 in Q4 2015.
  • Funds reported $255M of Invesco Financial Preferred ETF stock for Q1 2016, down 25% quarter-over-quarter.
  • 12 funds opened new Invesco Financial Preferred ETF positions in Q1 2016 and 17 closed out, a net change of -5 holders.
  • The largest Invesco Financial Preferred ETF buyer in Q1 2016 was Morgan Stanley, an estimated $6.72M added.
  • The largest Invesco Financial Preferred ETF seller in Q1 2016 was Sage Advisory Services, an estimated $22.8M sold.

Based on aggregated 13F filings for Q1 2016.