Nuveen’s Invesco Financial Preferred ETF PGF Stock Holding History

Nuveen’s Portfolio PGF Stock Details PGF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2015 Q1	–	Sell	-71,902	Closed	-$1.31M	–	1630
2014 Q4	$1.31M	Hold	71,902	–	–	0.01%	1067
2014 Q3	$1.29M	Sell	71,902 -61,598	-46%	-$1.11M	0.01%	1018
2014 Q2	$2.43M	Sell	133,500 -230,700	-63%	-$4.15M	0.01%	747
2014 Q1	$6.48M	Sell	364,200 -104,300	-22%	-$1.82M	0.04%	455
2013 Q4	$7.94M	Buy	468,500 +1,700	+0.4%	+$29.1K	0.05%	417
2013 Q3	$8M	Buy	466,800 +1,800	+0.4%	+$31.2K	0.05%	418
2013 Q2	$8.32M	Buy	+465,000	New	+$8.55M	0.06%	392

Other funds holding PGF

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

CIA

Capital Investment Advisors Atlanta, Georgia $6.84B AUM 17.28% 1-Year Est. Return

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

BAAM

Baker Avenue Asset Management San Francisco, California $4.43B AUM 26.6% 1-Year Est. Return

TFA

Transamerica Financial Advisors St. Petersburg, Florida $1.17B AUM 23.36% 1-Year Est. Return

Credit Suisse Zurich, Switzerland $104B AUM 34.76% 1-Year Est. Return

Nuveen's PGF Position: Q1 2015 in Review

Nuveen sold out of Invesco Financial Preferred ETF (PGF) in Q1 2015, closing a stake of 71,902 shares — an estimated $1.31M sold.

Nuveen first reported a position in PGF in Q2 2013 and held it in 7 quarters. The position peaked at $8.32M in Q2 2013. 118 funds tracked by Wall St. Rank hold PGF as of Q1 2015.

Nuveen reported no remaining Invesco Financial Preferred ETF position as of Q1 2015 after selling out during the quarter.
Nuveen sold 71,902 Invesco Financial Preferred ETF shares in Q1 2015, an estimated $1.31M.
Nuveen first reported a position in Invesco Financial Preferred ETF in Q2 2013 and held it in 7 quarters.
Nuveen's Invesco Financial Preferred ETF position peaked at $8.32M in Q2 2013.
118 funds tracked by Wall St. Rank held Invesco Financial Preferred ETF as of Q1 2015.

Based on Nuveen's 13F filing for Q1 2015, filed 15 May 2015.