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RFS

Rockefeller Financial Services Portfolio holdings

AUM $6.34B
1-Year Est. Return 27.35%
This Fund
S&P 500
This Quarter Est. Return
+7.63%
1 Year Est. Return
+27.35%
3 Year Est. Return
+50.58%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$4.3B
AUM Growth
+$127M
Cap. Flow
-$162M
Cap. Flow %
-3.76%
Top 10 Hldgs %
23.15%
Holding
535
New
32
Increased
128
Reduced
128
Closed
28

Top Buys

Rank Stock Value
1
TPR icon
Tapestry
TPR
+$55.7M
2
ITW icon
Illinois Tool Works
ITW
+$53.5M
3
EXPE icon
Expedia Group
EXPE
+$40.6M
4
CPA icon
Copa Holdings
CPA
+$30.8M
5
MNK
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
+$24.4M

Top Sells

Rank Stock Value
1
TMO icon
Thermo Fisher Scientific
TMO
+$47.8M
2
HPQ icon
HP
HPQ
+$38.2M
3
MSCI icon
MSCI
MSCI
+$32.7M
4
PEP icon
PepsiCo
PEP
+$25.2M
5
QCOM icon
Qualcomm
QCOM
+$22.8M

Sector Composition

Rank Sector Weight
1 Healthcare 18.58%
2 Financials 13.92%
3 Energy 12.89%
4 Technology 11.43%
5 Industrials 9.89%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VRTX icon
251
Vertex Pharmaceuticals
VRTX
$122B
$662K 0.02%
8,735
-187
-2% -$14.9K
INCY icon
252
Incyte
INCY
$23.7B
$584K 0.01%
15,300
-776
-5% -$22.9K
MTD icon
253
Mettler-Toledo International
MTD
$27B
$571K 0.01%
2,380
– –
SHPG
254
DELISTED
Shire pic
SHPG
$571K 0.01%
4,762
+431
+10% +$47.6K
MJN
255
DELISTED
Mead Johnson Nutrition Company
MJN
$558K 0.01%
7,512
– –
XYL icon
256
Xylem
XYL
$28.6B
$556K 0.01%
19,890
+5,687
+40% +$152K
CB
257
DELISTED
CHUBB CORPORATION
CB
$551K 0.01%
6,170
– –
IONS icon
258
Ionis Pharmaceuticals
IONS
$9.25B
$533K 0.01%
14,193
+8,089
+133% +$242K
C icon
259
Citigroup
C
$223B
$521K 0.01%
10,750
+5,094
+90% +$258K
ITM icon
260
VanEck Intermediate Muni ETF
ITM
$2.14B
$517K 0.01%
11,585
– –
JAZZ icon
261
Jazz Pharmaceuticals
JAZZ
$16B
$515K 0.01%
+5,597
New +$452K
BWP
262
DELISTED
Boardwalk Pipeline Partners
BWP
$508K 0.01%
16,740
– –
HSIC icon
263
Henry Schein
HSIC
$9.64B
$493K 0.01%
12,118
+781
+7% +$31.6K
NTRS icon
264
Northern Trust
NTRS
$22.4B
$485K 0.01%
8,920
-681
-7% -$39.1K
AMCX icon
265
AMC Global Media
AMCX
$445M
$478K 0.01%
6,975
– –
CVC
266
DELISTED
CABLEVISION SYS CP NY GRP CL-A
CVC
$470K 0.01%
27,900
– –
CGNX icon
267
Cognex
CGNX
$10.2B
$469K 0.01%
29,984
– –
FCX icon
268
Freeport-McMoran
FCX
$90.2B
$468K 0.01%
14,158
-4,677
-25% -$143K
AON icon
269
Aon
AON
$78.4B
$464K 0.01%
6,230
– –
EL icon
270
Estee Lauder
EL
$30.1B
$457K 0.01%
6,536
– –
USB icon
271
US Bancorp
USB
$98.9B
$438K 0.01%
11,970
– –
PGF icon
272
Invesco Financial Preferred ETF
PGF
$675M
$436K 0.01%
25,460
-8,128
-24% -$141K
FITB
273
Fifth Third Bancorp
FITB
$51.7B
$425K 0.01%
23,550
– –
MDVN
274
DELISTED
MEDIVATION, INC.
MDVN
$418K 0.01%
13,962
+1,610
+13% +$46K
PNR icon
275
Pentair
PNR
$10.2B
$411K 0.01%
9,421
– –
9 10
11
12 13

Similar funds

AP
AHL Partners London, United Kingdom $6.41B AUM 23.14% 1-Year Est. Return
CWAM
Columbia Wanger Asset Management Chicago, Illinois $6.69B AUM 31.14% 1-Year Est. Return
CCCA
Center Coast Capital Advisors Houston, Texas $3.72B AUM 13.09% 1-Year Est. Return
HTG
HNA Tourism Group Haikou, China $9.94B AUM 6.26% 1-Year Est. Return
GP
GLG Partners London, United Kingdom $2.14B AUM 21.14% 1-Year Est. Return
IH
IFC Holdings Tampa, Florida $1.45B AUM 15.5% 1-Year Est. Return
GL
GLG LLC New York $1.39B AUM 24.01% 1-Year Est. Return
TAM
TPH Asset Management Houston, Texas $1.01B AUM 2.14% 1-Year Est. Return

Rockefeller Financial Services's Q3 2013 Portfolio in Review

As of Q3 2013, Rockefeller Financial Services held 535 positions worth $4.3B, up 3% from $4.17B the previous quarter. Its ten largest holdings account for 23% of the portfolio.

Rockefeller Financial Services withdrew a net $162M in Q3 2013, closing 28 positions and reducing 128 holdings. Its most notable exit was MSCI, an estimated $32.7M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 19% of assets, up from 18% a quarter earlier, followed by Financials and Energy.

Against the trend, Rockefeller Financial Services opened a new position in Tapestry worth $55.1M.

  • Rockefeller Financial Services's largest Q3 2013 buy was Tapestry: 1,011,318 shares worth $55.1M.
  • Rockefeller Financial Services added most to Illinois Tool Works in Q3 2013, an estimated $53.5M increase.
  • Rockefeller Financial Services's biggest Q3 2013 reduction was Thermo Fisher Scientific, cutting an estimated $47.8M.
  • Rockefeller Financial Services fully exited MSCI in Q3 2013, selling an estimated $32.7M.
  • Rockefeller Financial Services's ten largest holdings make up 23% of its $4.3B portfolio in Q3 2013.
  • Rockefeller Financial Services opened 32 new positions and closed 28 in Q3 2013.
  • Rockefeller Financial Services's portfolio value rose 3% quarter-over-quarter to $4.3B.

Based on Rockefeller Financial Services's 13F filing for Q3 2013, filed 25 Oct 2013.