NCM

Newgate Capital Management Portfolio holdings

AUM $121M
1-Year Est. Return 3.73%
This Quarter Est. Return
1 Year Est. Return
-3.73%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$111M
AUM Growth
-$23.2M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
117
New
Increased
Reduced
Closed

Top Buys

1
+$2.49M
2
+$1.78M
3
+$1.71M
4
AWP
abrdn Global Premier Properties Fund
AWP
+$1.53M
5
BWX icon
SPDR Bloomberg Barclays International Treasury Bond ETF
BWX
+$1.47M

Top Sells

1
+$5.48M
2
+$4.23M
3
+$3.35M
4
JQC icon
Nuveen Credit Strategies Income Fund
JQC
+$3.35M
5
DSU icon
BlackRock Debt Strategies Fund
DSU
+$2.99M

Sector Composition

1 Energy 9.3%
2 Financials 5.71%
3 Materials 4.97%
4 Communication Services 3.48%
5 Utilities 2.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GBX icon
101
The Greenbrier Companies
GBX
$1.42B
– –
-9,388
IGE icon
102
iShares North American Natural Resources ETF
IGE
$613M
– –
-26,987
JFR icon
103
Nuveen Floating Rate Income Fund
JFR
$1.25B
– –
-96,523
PCY icon
104
Invesco Emerging Markets Sovereign Debt ETF
PCY
$1.29B
– –
-7,671
PPL icon
105
PPL Corp
PPL
$27.9B
– –
-13,066
SABA
106
Saba Capital Income & Opportunities Fund II
SABA
$244M
– –
-43,080
SRLN icon
107
SPDR Blackstone Senior Loan ETF
SRLN
$6.89B
– –
-7,994
TRN icon
108
Trinity Industries
TRN
$2.29B
– –
-26,044
VWO icon
109
Vanguard FTSE Emerging Markets ETF
VWO
$103B
– –
-9,336
TWTR
110
DELISTED
Twitter, Inc.
TWTR
– –
-15,406
HNP
111
DELISTED
Huaneng Power Intl, Inc.
HNP
– –
-17,694
PCI
112
DELISTED
PIMCO Dynamic Credit and Mortgage Income Fund
PCI
– –
-306,863
NE
113
DELISTED
Noble Corporation
NE
– –
-22,048
NQU
114
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-24,596
NXZ
115
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-183,400
NQS
116
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
– –
-28,169
NMO
117
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
– –
-28,498
1 2 3 4
5