Newgate Capital Management’s State Street Blackstone Senior Loan ETF SRLN Stock Holding History

Newgate Capital Management’s Portfolio SRLN Stock Details SRLN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-7,994	Closed	-$369K	–	107
2015 Q4	$369K	Buy	+7,994	New	+$376K	0.27%	75
2015 Q1	–	Sell	-7,055	Closed	-$344K	–	117
2014 Q4	$344K	Buy	+7,055	New	+$345K	0.23%	92
2013 Q3	–	Sell	-197,267	Closed	-$9.81M	–	142
2013 Q2	$9.81M	Buy	+197,267	New	+$9.88M	1.37%	23

Other funds holding SRLN

LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

ACM

Aviance Capital Management Sarasota, Florida $668M AUM 6.48% 1-Year Est. Return

IndexIQ Advisors New York $2.82B AUM 12.48% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

AIM

Astor Investment Management Chicago, Illinois $185M AUM 8.46% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $11.7B AUM 21.33% 1-Year Est. Return

Spinnaker Trust Portland, Maine $1.81B AUM 17.83% 1-Year Est. Return

Newgate Capital Management's SRLN Position: Q1 2016 in Review

Newgate Capital Management sold out of State Street Blackstone Senior Loan ETF (SRLN) in Q1 2016, closing a stake of 7,994 shares — an estimated $369K sold.

Newgate Capital Management first reported a position in SRLN in Q2 2013 and held it in 3 quarters. The position peaked at $9.81M in Q2 2013. 84 funds tracked by Wall St. Rank hold SRLN as of Q1 2016.

Newgate Capital Management reported no remaining State Street Blackstone Senior Loan ETF position as of Q1 2016 after selling out during the quarter.
Newgate Capital Management sold 7,994 State Street Blackstone Senior Loan ETF shares in Q1 2016, an estimated $369K.
Newgate Capital Management first reported a position in State Street Blackstone Senior Loan ETF in Q2 2013 and held it in 3 quarters.
Newgate Capital Management's State Street Blackstone Senior Loan ETF position peaked at $9.81M in Q2 2013.
84 funds tracked by Wall St. Rank held State Street Blackstone Senior Loan ETF as of Q1 2016.

Based on Newgate Capital Management's 13F filing for Q1 2016, filed 29 Apr 2016.