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NCM
Newgate Capital Management Portfolio holdings
AUM
$121M
1-Year Est. Return
3.73%
This Fund
S&P 500
This Quarter
Est. Return
-9.31%
1 Year Est. Return
-3.73%
3 Year Est. Return
+7.69%
5 Year Est. Return
–
10 Year Est. Return
–
AUM
$135M
AUM Growth
-$563K
(-0.42%)
Cap. Flow
+$13.8M
Cap. Flow
% of AUM
10.29%
Top 10 Holdings %
Top 10 Hldgs %
48.13%
Holding
113
New
16
Increased
30
Reduced
45
Closed
18
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
FAX
abrdn Asia-Pacific Income Fund
FAX
|
+$3.42M |
| 2 |
Nuveen Credit Strategies Income Fund
JQC
|
+$3.1M |
| 3 |
Invesco Senior Income Trust
VVR
|
+$2.65M |
| 4 |
DSL
DoubleLine Income Solutions Fund
DSL
|
+$2.27M |
| 5 |
BlackRock Debt Strategies Fund
DSU
|
+$1.7M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
AWF
AllianceBernstein Global High Income Fund
AWF
|
+$2.06M |
| 2 |
LEO
BNY Mellon Strategic Municipals
LEO
|
+$1.71M |
| 3 |
BRW
Saba Capital Income & Opportunities Fund
BRW
|
+$1.6M |
| 4 |
CAF
Morgan Stanley China A Share Fund
CAF
|
+$1.51M |
| 5 |
EVF
Eaton Vance Senior Income Trust
EVF
|
+$1.39M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Energy | 6.9% |
| 2 | Financials | 5% |
| 3 | Materials | 4.87% |
| 4 | Utilities | 2.75% |
| 5 | Communication Services | 2.3% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
26
TSMC
TSM
$1.94T
| $1.06M | 0.79% |
51,137
-12,165
| -19% | -$255K |
|
27
Apple
AAPL
$4.97T
| $1M | 0.75% |
36,456
| – | – |
|
28
ICICI Bank
IBN
$107B
| $980K | 0.73% |
128,605
-7,493
| -6% | -$64K |
|
|
NMO
29
DELISTED
NUVEEN MUNI MARKET OPPORT FUND
NMO
| $917K | 0.68% |
+70,332
| New | +$916K |
|
30
Halliburton
HAL
$26.1B
| $916K | 0.68% |
25,906
+6,084
| +31% | +$239K |
|
|
NQU
31
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
| $845K | 0.63% |
62,989
-75,571
| -55% | -$1.02M |
|
|
INXX
32
DELISTED
Columbia India Infrastructure ETF
INXX
| $715K | 0.53% |
66,427
-4,257
| -6% | -$49.7K |
|
33
CEMIG Preferred Shares
CIG
$6.06B
| $708K | 0.53% |
780,734
+409,226
| +110% | +$532K |
|
|
EVF
34
Eaton Vance Senior Income Trust
EVF
$90.1M
| $687K | 0.51% |
117,675
-226,923
| -66% | -$1.39M |
|
35
Itaú Unibanco
ITUB
$89.8B
| $665K | 0.49% |
227,835
-9,670
| -4% | -$34.3K |
|
36
Vipshop
VIPS
$7.26B
| $650K | 0.48% |
38,662
+15,551
| +67% | +$299K |
|
37
LG Display
LPL
$2.79B
| $648K | 0.48% |
68,225
-2,506
| -4% | -$25.2K |
|
|
ANDV
38
DELISTED
Andeavor
ANDV
| $648K | 0.48% |
6,659
-1,951
| -23% | -$190K |
|
39
LyondellBasell Industries
LYB
$19.5B
| $639K | 0.47% |
7,667
-263
| -3% | -$23.4K |
|
40
Celanese
CE
$4.82B
| $621K | 0.46% |
10,498
-450
| -4% | -$28.5K |
|
|
NQS
41
DELISTED
NUVEEN SELECT QUALITY MUNI FD
NQS
| $619K | 0.46% |
+46,485
| New | +$620K |
|
42
Invesco Municipal Trust
VKQ
$541M
| $618K | 0.46% |
50,640
-895
| -2% | -$10.8K |
|
|
NMA
43
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
| $614K | 0.46% |
46,326
-801
| -2% | -$10.6K |
|
44
SFL Corp
SFL
$1.61B
| $604K | 0.45% |
37,192
-11,512
| -24% | -$188K |
|
45
CF Industries
CF
$19.6B
| $601K | 0.45% |
13,375
-6,208
| -32% | -$361K |
|
46
PBF Energy
PBF
$7.49B
| $600K | 0.45% |
21,257
+5,090
| +31% | +$154K |
|
47
Trinity Industries
TRN
$2.92B
| $599K | 0.45% |
36,845
-1,583
| -4% | -$30K |
|
48
Banco Bradesco
BBD
$37.4B
| $598K | 0.44% |
237,273
-4,413
| -2% | -$14.9K |
|
|
NPI
49
DELISTED
NUVEEN PREMIUN INC MUN FUND
NPI
| $573K | 0.43% |
+42,968
| New | +$569K |
|
50
Valero Energy
VLO
$89.5B
| $566K | 0.42% |
9,420
-2,975
| -24% | -$189K |
|
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Newgate Capital Management's Q3 2015 Portfolio in Review
As of Q3 2015, Newgate Capital Management held 113 positions worth $135M, down 0.42% from $135M the previous quarter. Its ten largest holdings account for 48% of the portfolio.
Newgate Capital Management deployed $13.8M of net new capital in Q3 2015, opening 16 new positions and adding to 30 existing holdings. Its largest new stake was Nuveen New York AMT-Free Quality Municipal Income Fund: 123,317 shares worth $1.54M.
By sector, the portfolio is most concentrated in Energy at 6.9% of assets, down from 9% a quarter earlier, followed by Financials and Materials.
On the sell side, the largest reduction was AllianceBernstein Global High Income Fund, an estimated $2.06M trimmed.
- Newgate Capital Management's largest Q3 2015 buy was Nuveen New York AMT-Free Quality Municipal Income Fund: 123,317 shares worth $1.54M.
- Newgate Capital Management added most to abrdn Asia-Pacific Income Fund in Q3 2015, an estimated $3.42M increase.
- Newgate Capital Management's biggest Q3 2015 reduction was AllianceBernstein Global High Income Fund, cutting an estimated $2.06M.
- Newgate Capital Management fully exited BNY Mellon Strategic Municipals in Q3 2015, selling an estimated $1.71M.
- Newgate Capital Management's ten largest holdings make up 48% of its $135M portfolio in Q3 2015.
- Newgate Capital Management opened 16 new positions and closed 18 in Q3 2015.
- Newgate Capital Management's portfolio value fell 0.42% quarter-over-quarter to $135M.
Based on Newgate Capital Management's 13F filing for Q3 2015, filed 22 Oct 2015.