Newgate Capital Management’s SFL Corp SFL Stock Holding History

Newgate Capital Management’s Portfolio SFL Stock Details SFL Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q2	–	Sell	-37,693	Closed	-$524K	–	104
2016 Q1	$524K	Buy	37,693 +3,499	+10%	+$47K	0.47%	41
2015 Q4	$567K	Sell	34,194 -2,998	-8%	-$50.3K	0.42%	49
2015 Q3	$604K	Sell	37,192 -11,512	-24%	-$188K	0.45%	44
2015 Q2	$795K	Sell	48,704 -5,659	-10%	-$90.6K	0.59%	39
2015 Q1	$805K	Sell	54,363 -975	-2%	-$14.5K	0.56%	43
2014 Q4	$781K	Buy	55,338 +14,937	+37%	+$239K	0.52%	54
2014 Q3	$684K	Sell	40,401 -51,140	-56%	-$950K	0.4%	69
2014 Q2	$1.7M	Buy	+91,541	New	+$1.64M	0.45%	77

Other funds holding SFL

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

Dimensional Fund Advisors Austin, Texas $481B AUM 30.42% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Bank of New York Mellon New York $544B AUM 28.31% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Newgate Capital Management's SFL Position: Q2 2016 in Review

Newgate Capital Management sold out of SFL Corp (SFL) in Q2 2016, closing a stake of 37,693 shares — an estimated $524K sold.

Newgate Capital Management first reported a position in SFL in Q2 2014 and held it in 8 quarters. The position peaked at $1.7M in Q2 2014. 166 funds tracked by Wall St. Rank hold SFL as of Q2 2016.

Newgate Capital Management reported no remaining SFL Corp position as of Q2 2016 after selling out during the quarter.
Newgate Capital Management sold 37,693 SFL Corp shares in Q2 2016, an estimated $524K.
Newgate Capital Management first reported a position in SFL Corp in Q2 2014 and held it in 8 quarters.
Newgate Capital Management's SFL Corp position peaked at $1.7M in Q2 2014.
166 funds tracked by Wall St. Rank held SFL Corp as of Q2 2016.

Based on Newgate Capital Management's 13F filing for Q2 2016, filed 3 Aug 2016.