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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.14%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$1.4B
AUM Growth
-$84.8M
Cap. Flow
-$1.41B
Cap. Flow %
-100.75%
Top 10 Hldgs %
74.16%
Holding
229
New
92
Increased
25
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$35.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20M
3
MVST icon
Microvast
MVST
+$15.4M
4
PCGU
PG&E Corporation
PCGU
+$11.5M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.88M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$172M
2
BLD
TopBuild
BLD
+$17.3M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.6M
4
FSR
Fisker Inc.
FSR
+$10.7M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 6.27%
2 Consumer Discretionary 5.4%
3 Industrials 3.08%
4 Technology 2.08%
5 Healthcare 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
APPH
176
DELISTED
AppHarvest, Inc. Common Stock
APPH
– –
-65,221
Closed -$633K
RIDE
177
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-3,333
Closed -$502K
TLMD
178
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
– –
-180,000
Closed -$1.8M
TRIT
179
DELISTED
Triterras, Inc. Class A Ordinary Shares
TRIT
– –
-70,644
Closed -$724K
TREB.U
180
DELISTED
Trebia Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third of one
TREB.U
– –
-20,000
Closed -$209K
FUSE.U
181
DELISTED
Fusion Acquisition Corp. Units, each consisting of one share of Class A common stock, $0.0001 par va
FUSE.U
– –
-99,999
Closed -$1.02M
SOAC.U
182
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-205,382
Closed -$2.05M
GIK.U
183
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– –
-25,000
Closed -$250K
CGROU
184
DELISTED
Collective Growth Corporation Unit
CGROU
– –
-627,161
Closed -$6.27M
MCACU
185
DELISTED
Mountain Crest Acquisition Corp Unit
MCACU
– –
-315,037
Closed -$3.17M
4 5 6 7
8

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LBA
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ACM
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AWA
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CA
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DTC
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CIS
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Mizuho Securities USA's Q3 2020 Portfolio in Review

As of Q3 2020, Mizuho Securities USA held 229 positions worth $1.4B, down 5.7% from $1.49B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Mizuho Securities USA withdrew a net $1.41B in Q3 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $172M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 4.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mizuho Securities USA opened a new position in PG&E Corporation worth $11M.

  • Mizuho Securities USA's largest Q3 2020 buy was PG&E Corporation: 117,000 shares worth $11M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $35.8M increase.
  • Mizuho Securities USA's biggest Q3 2020 reduction was State Street Communication Services Select Sector SPDR ETF, cutting an estimated $10M.
  • Mizuho Securities USA fully exited Invesco QQQ Trust in Q3 2020, selling an estimated $172M.
  • Mizuho Securities USA's ten largest holdings make up 74% of its $1.4B portfolio in Q3 2020.
  • Mizuho Securities USA opened 92 new positions and closed 67 in Q3 2020.
  • Mizuho Securities USA's portfolio value fell 5.7% quarter-over-quarter to $1.4B.

Based on Mizuho Securities USA's 13F filing for Q3 2020, filed 26 Oct 2020.