We are live on ! Find out more
MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARTEU
151
DELISTED
Artemis Strategic Investment Corporation Unit
ARTEU
$500K 0.05%
+50,000
New +$502K
EQHA
152
DELISTED
EQ Health Acquisition Corp.
EQHA
$497K 0.05%
51,535
+11,535
+29% +$112K
GCAC
153
DELISTED
Growth Capital Acquisition Corp. Class A Common Stock
GCAC
$494K 0.05%
+50,000
New +$492K
TACA
154
DELISTED
Trepont Acquisition Corp I
TACA
$490K 0.05%
50,000
– –
VOSO
155
DELISTED
Virtuoso Acquisition Corp. Class A Common Stock
VOSO
$490K 0.05%
+50,000
New +$495K
GSAQ
156
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
$488K 0.05%
50,000
– –
FOXO
157
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$486K 0.05%
250
-708
-74% -$1.38M
AENT icon
158
Alliance Entertainment
AENT
$288M
$485K 0.05%
50,000
-199,345
-80% -$1.94M
LJAQ
159
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$485K 0.05%
50,000
-127,067
-72% -$1.24M
KSI
160
DELISTED
Kadem Sustainable Impact Corporation Class A common stock
KSI
$482K 0.05%
50,000
-63,254
-56% -$610K
CPTK
161
DELISTED
Crown PropTech Acquisitions
CPTK
$459K 0.05%
47,293
-2,707
-5% -$26.2K
GDX icon
162
VanEck Gold Miners ETF
GDX
$27.4B
$442K 0.05%
15,000
-37,500
-71% -$1.22M
AEPPL
163
DELISTED
American Electric Power Company, Inc. Corporate Unit
AEPPL
$437K 0.04%
+9,262
New +$464K
SPLK
164
DELISTED
Splunk Inc
SPLK
$434K 0.04%
+3,000
New +$437K
OCA
165
DELISTED
Omnichannel Acquisition Corp.
OCA
$404K 0.04%
41,195
+16,195
+65% +$160K
ITAC
166
DELISTED
Industrial Tech Acquisitions, Inc. Class A common stock
ITAC
$392K 0.04%
+39,208
New +$393K
FSNB
167
DELISTED
Fusion Acquisition Corp. II
FSNB
$387K 0.04%
40,100
-9,900
-20% -$95.8K
META icon
168
Meta Platforms (Facebook)
META
$1.51T
$380K 0.04%
+1,119
New +$403K
BDX icon
169
Becton Dickinson
BDX
$48.3B
$378K 0.04%
1,575
+37
+2% +$9.07K
GXII
170
DELISTED
GX Acquisition Corp. II Class A Common Stock
GXII
$376K 0.04%
38,980
-34
-0.1% -$329
CXAI icon
171
CXApp
CXAI
$17.2M
$368K 0.04%
37,318
-156,818
-81% -$1.55M
BSLK
172
DELISTED
Bolt Projects Holdings
BSLK
$364K 0.04%
1,887
-3,097
-62% -$601K
TLSI icon
173
TriSalus Life Sciences
TLSI
$335M
$362K 0.04%
+36,490
New +$357K
GRND icon
174
Grindr
GRND
$2.95B
$360K 0.04%
+35,687
New +$359K
MOND
175
DELISTED
Mondee Holdings, Inc. Class A Common Stock
MOND
$358K 0.04%
37,120
-63,242
-63% -$614K
5 6
7
8 9

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return

Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.