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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.14%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$1.4B
AUM Growth
-$84.8M
Cap. Flow
-$1.41B
Cap. Flow %
-100.75%
Top 10 Hldgs %
74.16%
Holding
229
New
92
Increased
25
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$35.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20M
3
MVST icon
Microvast
MVST
+$15.4M
4
PCGU
PG&E Corporation
PCGU
+$11.5M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.88M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$172M
2
BLD
TopBuild
BLD
+$17.3M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.6M
4
FSR
Fisker Inc.
FSR
+$10.7M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 6.27%
2 Consumer Discretionary 5.4%
3 Industrials 3.08%
4 Technology 2.08%
5 Healthcare 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HPK icon
151
HighPeak Energy
HPK
$910M
– –
-491,363
Closed -$5.16M
JNJ icon
152
Johnson & Johnson
JNJ
$625B
– –
-5,306
Closed -$746K
LIN icon
153
Linde
LIN
$226B
– –
-1,366
Closed -$290K
LLY icon
154
Eli Lilly
LLY
$1.06T
– –
-1,697
Closed -$279K
LSEA
155
DELISTED
Landsea Homes
LSEA
– –
-658,672
Closed -$6.9M
MDT icon
156
Medtronic
MDT
$112B
– –
-2,701
Closed -$248K
MRK icon
157
Merck
MRK
$318B
– –
-5,327
Closed -$393K
NEE icon
158
NextEra Energy
NEE
$177B
– –
-3,992
Closed -$240K
PFE icon
159
Pfizer
PFE
$153B
– –
-11,791
Closed -$366K
PRCH icon
160
Porch Group
PRCH
$1.8B
– –
-44,100
Closed -$434K
QQQ icon
161
Invesco QQQ Trust
QQQ
$484B
– –
-694,902
Closed -$172M
SPRU icon
162
Spruce Power Holding Corp
SPRU
$39.9M
– –
-31,250
Closed -$2.49M
TMO icon
163
Thermo Fisher Scientific
TMO
$220B
– –
-795
Closed -$288K
UNH icon
164
UnitedHealth
UNH
$370B
– –
-1,910
Closed -$563K
VIAV icon
165
Viavi Solutions
VIAV
$9.66B
– –
-17,758
Closed -$226K
VNQ icon
166
Vanguard Real Estate ETF
VNQ
$39B
– –
-135,741
Closed -$10.7M
XLE icon
167
State Street Energy Select Sector SPDR ETF
XLE
$37.7B
– –
-55,152
Closed -$1.04M
XLP icon
168
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-16,734
Closed -$982K
XLY icon
169
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$23.2B
– –
-69,536
Closed -$4.44M
DM
170
DELISTED
Desktop Metal, Inc.
DM
– –
-40,000
Closed -$4M
SNAX
171
DELISTED
Stryve Foods, Inc. Class A Common Stock
SNAX
– –
-39,640
Closed -$6.07M
FSR
172
DELISTED
Fisker Inc.
FSR
– –
-1,041,609
Closed -$10.7M
GOEV
173
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-531
Closed -$2.5M
BRLIU
174
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
– –
-294,071
Closed -$2.95M
DMS
175
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-74,413
Closed -$11.6M
4 5 6
7
8

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return
CIS
Capital International Sarl Los Angeles, California $6.11B AUM 32.29% 1-Year Est. Return

Mizuho Securities USA's Q3 2020 Portfolio in Review

As of Q3 2020, Mizuho Securities USA held 229 positions worth $1.4B, down 5.7% from $1.49B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Mizuho Securities USA withdrew a net $1.41B in Q3 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $172M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 4.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mizuho Securities USA opened a new position in PG&E Corporation worth $11M.

  • Mizuho Securities USA's largest Q3 2020 buy was PG&E Corporation: 117,000 shares worth $11M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $35.8M increase.
  • Mizuho Securities USA's biggest Q3 2020 reduction was State Street Communication Services Select Sector SPDR ETF, cutting an estimated $10M.
  • Mizuho Securities USA fully exited Invesco QQQ Trust in Q3 2020, selling an estimated $172M.
  • Mizuho Securities USA's ten largest holdings make up 74% of its $1.4B portfolio in Q3 2020.
  • Mizuho Securities USA opened 92 new positions and closed 67 in Q3 2020.
  • Mizuho Securities USA's portfolio value fell 5.7% quarter-over-quarter to $1.4B.

Based on Mizuho Securities USA's 13F filing for Q3 2020, filed 26 Oct 2020.