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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.72%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$2.02B
AUM Growth
+$338M
Cap. Flow
+$441M
Cap. Flow %
21.79%
Top 10 Hldgs %
78.98%
Holding
225
New
89
Increased
36
Reduced
35
Closed
63

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$230M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$67.3M
3
ID
PARTS iD, Inc.
ID
+$14.1M
4
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$13.7M
5
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.1M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$114M
2
MRK icon
Merck
MRK
+$18.4M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$14.8M
4
BROG
Brooge Energy
BROG
+$14.6M
5
BDXA
Becton, Dickinson and Company Depositary Shares, each Representing a 1/20th Interest in a Share of 6
BDXA
+$14.6M

Sector Composition

Rank Sector Weight
1 Financials 2.98%
2 Industrials 2.53%
3 Communication Services 2.45%
4 Consumer Discretionary 2.14%
5 Technology 1.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
KRE icon
151
State Street SPDR S&P Regional Banking ETF
KRE
$4.74B
– –
-10,000
Closed -$528K
SEGG
152
Sports Entertainment Gaming Global Corp
SEGG
$9.22M
– –
-393
Closed -$5.73M
MA icon
153
Mastercard
MA
$499B
– –
-9,100
Closed -$2.47M
META icon
154
Meta Platforms (Facebook)
META
$1.49T
– –
-10,200
Closed -$1.82M
MGM icon
155
MGM Resorts International
MGM
$11.6B
– –
-30,000
Closed -$832K
MS icon
156
Morgan Stanley
MS
$343B
– –
-26,100
Closed -$1.11M
NRXP icon
157
NRX Pharmaceuticals
NRXP
$129M
– –
-30,306
Closed -$3.21M
PAA icon
158
Plains All American Pipeline
PAA
$16.5B
– –
-47,444
Closed -$984K
PEP icon
159
PepsiCo
PEP
$189B
– –
-7,100
Closed -$973K
PGRE
160
DELISTED
Paramount Group
PGRE
– –
-75,000
Closed -$1M
SKIL icon
161
Skillsoft
SKIL
$72.3M
– –
-2,500
Closed -$501K
SWK icon
162
Stanley Black & Decker
SWK
$15.2B
– –
-5,200
Closed -$751K
TRGP icon
163
Targa Resources
TRGP
$56.1B
– –
-78,069
Closed -$3.14M
VRT icon
164
Vertiv
VRT
$106B
– –
-214,962
Closed -$2.19M
WEC icon
165
WEC Energy
WEC
$35.4B
– –
-20,952
Closed -$1.99M
SMAR
166
DELISTED
Smartsheet Inc.
SMAR
– –
-50,000
Closed -$1.8M
FREE
167
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
– –
-150,001
Closed -$1.48M
KLR
168
DELISTED
Kaleyra, Inc.
KLR
– –
-128,571
Closed -$4.69M
BRMK
169
DELISTED
Broadmark Realty Capital Inc. Common Stock
BRMK
– –
-288,656
Closed -$3.01M
RMO
170
DELISTED
Romeo Power, Inc.
RMO
– –
-23,436
Closed -$231K
DCUE
171
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-139,800
Closed -$14.8M
MGP
172
DELISTED
MGM Growth Properties LLC Class A common shares representing limited liability company interests
MGP
– –
-20,000
Closed -$601K
CONE
173
DELISTED
CyrusOne Inc Common Stock
CONE
– –
-30,000
Closed -$2.37M
PE
174
DELISTED
PARSLEY ENERGY INC
PE
– –
-75,000
Closed -$1.26M
PIC.U
175
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-50,000
Closed -$509K
4 5 6
7
8

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WIA
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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q4 2019 Portfolio in Review

As of Q4 2019, Mizuho Securities USA held 225 positions worth $2.02B, up 20% from $1.68B the previous quarter. Its ten largest holdings account for 79% of the portfolio.

Mizuho Securities USA deployed $441M of net new capital in Q4 2019, opening 89 new positions and adding to 36 existing holdings. Its largest new stake was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.

By sector, the portfolio is most concentrated in Financials at 3% of assets, down from 3.5% a quarter earlier, followed by Industrials and Communication Services.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $114M trimmed.

  • Mizuho Securities USA's largest Q4 2019 buy was State Street Consumer Discretionary Select Sector SPDR ETF: 226,000 shares worth $14.2M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2019, an estimated $230M increase.
  • Mizuho Securities USA's biggest Q4 2019 reduction was Invesco QQQ Trust, cutting an estimated $114M.
  • Mizuho Securities USA fully exited Dominion Energy, Inc. 2019 Series A Corporate Units in Q4 2019, selling an estimated $14.8M.
  • Mizuho Securities USA's ten largest holdings make up 79% of its $2.02B portfolio in Q4 2019.
  • Mizuho Securities USA opened 89 new positions and closed 63 in Q4 2019.
  • Mizuho Securities USA's portfolio value rose 20% quarter-over-quarter to $2.02B.

Based on Mizuho Securities USA's 13F filing for Q4 2019, filed 30 Jan 2020.