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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+2.5%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$2.4B
AUM Growth
+$1.2B
Cap. Flow
+$3.63B
Cap. Flow %
151.18%
Top 10 Hldgs %
78.1%
Holding
277
New
82
Increased
57
Reduced
49
Closed
77

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$1.36B
2
QQQ icon
Invesco QQQ Trust
QQQ
+$30.4M
3
PG icon
Procter & Gamble
PG
+$30.3M
4
CVX icon
Chevron
CVX
+$26.4M
5
PFE icon
Pfizer
PFE
+$23.4M

Top Sells

Rank Stock Value
1
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$150M
2
AMZN icon
Amazon
AMZN
+$105M
3
BIIB icon
Biogen
BIIB
+$36.1M
4
IBM icon
IBM
IBM
+$31.7M
5
PXD
Pioneer Natural Resource Co.
PXD
+$28.1M

Sector Composition

Rank Sector Weight
1 Energy 3.33%
2 Consumer Discretionary 3.17%
3 Healthcare 2.72%
4 Consumer Staples 2.35%
5 Technology 2.33%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JUNO
151
PUT
DELISTED
Juno Therapeutics, Inc.
JUNO
$501K 0.02%
24,400
– –
HEOP
152
DELISTED
Heritage Oaks Bancorp
HEOP
$493K 0.02%
+40,000
New +$381K
XPRO icon
153
PUT
Expro Ltd
XPRO
$1.79B
$492K 0.02%
+10,500
New +$770K
JUNO
154
DELISTED
Juno Therapeutics, Inc.
JUNO
$460K 0.02%
24,400
– –
BETR
155
PUT
DELISTED
Amplify Snack Brands, Inc.
BETR
$406K 0.02%
+60,500
New +$733K
KO icon
156
Coca-Cola
KO
$377B
$391K 0.02%
9,439
-21,375
-69% -$890K
IRWD icon
157
Ironwood Pharmaceuticals
IRWD
$696M
$382K 0.02%
29,850
-8,955
-23% -$113K
LCI
158
PUT
DELISTED
Lannett Company, Inc.
LCI
$373K 0.02%
+11,200
New +$1.03M
INTC icon
159
Intel
INTC
$455B
$342K 0.01%
9,439
-21,375
-69% -$765K
SHAK icon
160
PUT
Shake Shack
SHAK
$2.53B
$337K 0.01%
17,200
-700
-4% -$24.6K
ON icon
161
ON Semiconductor
ON
$31.8B
$319K 0.01%
+25,000
New +$298K
GE icon
162
GE Aerospace
GE
$374B
$298K 0.01%
1,970
-4,460
-69% -$648K
FG
163
DELISTED
FGL Holdings Ordinary Shares
FG
$253K 0.01%
25,400
-55,913
-69% -$551K
SBS icon
164
Sabesp
SBS
$19.1B
$241K 0.01%
+143,351
New +$252K
FXY icon
165
PUT
Invesco CurrencyShares Japanese Yen Trust
FXY
$438M
$177K 0.01%
+132,100
New +$11.7M
AXARU
166
DELISTED
Axar Acquisition Corp. Units
AXARU
$173K 0.01%
+17,300
New +$172K
FIZZ icon
167
PUT
National Beverage
FIZZ
$2.96B
$147K 0.01%
38,400
+9,800
+34% +$240K
CSCO icon
168
PUT
Cisco
CSCO
$457B
$144K 0.01%
79,439
+9,439
+13% +$288K
LN
169
PUT
DELISTED
LINE Corporation
LN
$124K 0.01%
+14,900
New +$592K
PLUG icon
170
PUT
Plug Power
PLUG
$2.87B
$116K ﹤0.01%
50,000
– –
ON icon
171
CALL
ON Semiconductor
ON
$31.8B
$114K ﹤0.01%
+25,000
New +$298K
MNKD icon
172
MannKind Corp
MNKD
$1.21B
$79K ﹤0.01%
24,760
+800
+3% +$2.31K
PLUG icon
173
Plug Power
PLUG
$2.87B
$60K ﹤0.01%
50,000
– –
YHOO
174
CALL
DELISTED
Yahoo Inc
YHOO
$52K ﹤0.01%
104,500
+44,200
+73% +$1.81M
SPY icon
175
CALL
State Street SPDR S&P 500 ETF Trust
SPY
$790B
$36K ﹤0.01%
6,711,166
+6,209,360
+1,237% +$1.36B
5 6
7
8 9

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NP
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LBA
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Mizuho Securities USA's Q4 2016 Portfolio in Review

As of Q4 2016, Mizuho Securities USA held 277 positions worth $2.4B, up 100% from $1.2B the previous quarter. Its ten largest holdings account for 78% of the portfolio.

Mizuho Securities USA deployed $3.63B of net new capital in Q4 2016, opening 82 new positions and adding to 57 existing holdings. Its largest new stake was Target: 249,200 shares worth $18M.

By sector, the portfolio is most concentrated in Energy at 3.3% of assets, down from 6% a quarter earlier, followed by Consumer Discretionary and Healthcare.

On the sell side, the largest reduction was iShares 20+ Year Treasury Bond ETF, an estimated $150M trimmed.

  • Mizuho Securities USA's largest Q4 2016 buy was Target: 249,200 shares worth $18M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q4 2016, an estimated $1.36B increase.
  • Mizuho Securities USA's biggest Q4 2016 reduction was iShares 20+ Year Treasury Bond ETF, cutting an estimated $150M.
  • Mizuho Securities USA fully exited Amazon in Q4 2016, selling an estimated $105M.
  • Mizuho Securities USA's ten largest holdings make up 78% of its $2.4B portfolio in Q4 2016.
  • Mizuho Securities USA opened 82 new positions and closed 77 in Q4 2016.
  • Mizuho Securities USA's portfolio value rose 100% quarter-over-quarter to $2.4B.

Based on Mizuho Securities USA's 13F filing for Q4 2016, filed 7 Feb 2017.