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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ALTU
126
DELISTED
Altitude Acquisition Corp
ALTU
$855K 0.09%
87,248
-8,926
-9% -$87.5K
ETAC
127
DELISTED
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$774K 0.08%
79,366
-94,824
-54% -$926K
KO icon
128
Coca-Cola
KO
$375B
$767K 0.08%
14,623
+1,436
+11% +$80K
DOW icon
129
Dow Inc
DOW
$21.2B
$766K 0.08%
13,300
-1,978
-13% -$121K
MACA
130
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$764K 0.08%
79,046
+24,630
+45% +$238K
LFLY
131
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$760K 0.08%
+3,820
New +$761K
CSCO icon
132
Cisco
CSCO
$479B
$747K 0.08%
13,730
-6,347
-32% -$356K
VZ icon
133
Verizon
VZ
$196B
$741K 0.08%
13,723
+536
+4% +$29.6K
INTC icon
134
Intel
INTC
$513B
$731K 0.07%
13,719
-6,069
-31% -$329K
AEP icon
135
American Electric Power
AEP
$68.4B
$720K 0.07%
8,864
-4,136
-32% -$361K
PGRW
136
DELISTED
Progress Acquisition Corp. Class A Common Stock
PGRW
$717K 0.07%
+73,500
New +$715K
HTPA
137
DELISTED
Highland Transcend Partners I Corp.
HTPA
$713K 0.07%
+72,431
New +$707K
MDAI icon
138
Spectral AI
MDAI
$55.7M
$672K 0.07%
69,639
+19,639
+39% +$190K
HCCC
139
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$672K 0.07%
68,418
– –
AMZN icon
140
Amazon
AMZN
$2.96T
$670K 0.07%
4,080
-7,760
-66% -$1.34M
WBA
141
DELISTED
Walgreens Boots Alliance
WBA
$625K 0.06%
13,281
+94
+0.7% +$4.53K
BOAS
142
DELISTED
BOA Acquisition Corp.
BOAS
$613K 0.06%
+63,567
New +$615K
NRGV icon
143
Energy Vault
NRGV
$633M
$608K 0.06%
+61,710
New +$601K
OXACU
144
DELISTED
Oxbridge Acquisition Corp. Unit
OXACU
$579K 0.06%
+57,330
New +$580K
TCVA
145
DELISTED
TCV Acquisition Corp. Class A Ordinary Shares
TCVA
$570K 0.06%
+58,131
New +$574K
GRDI
146
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$566K 0.06%
58,608
-41,392
-41% -$401K
ENPC
147
DELISTED
Executive Network Partnering Corporation
ENPC
$544K 0.06%
55,400
+3,150
+6% +$30.7K
DLR icon
148
Digital Realty Trust
DLR
$71.7B
$511K 0.05%
+3,537
New +$555K
CAS
149
DELISTED
Cascade Acquisition Corp.
CAS
$501K 0.05%
50,813
-7,351
-13% -$72.7K
SNCE
150
DELISTED
Science 37 Holdings, Inc. Common Stock
SNCE
$500K 0.05%
+2,499
New +$499K
4 5
6
7 8

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return
CIS
Capital International Sarl Los Angeles, California $6.11B AUM 32.29% 1-Year Est. Return

Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.