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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.14%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$1.4B
AUM Growth
-$84.8M
Cap. Flow
-$1.41B
Cap. Flow %
-100.75%
Top 10 Hldgs %
74.16%
Holding
229
New
92
Increased
25
Reduced
39
Closed
67

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$35.8M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$20M
3
MVST icon
Microvast
MVST
+$15.4M
4
PCGU
PG&E Corporation
PCGU
+$11.5M
5
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$7.88M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$172M
2
BLD
TopBuild
BLD
+$17.3M
3
DMS
Digital Media Solutions, Inc.
DMS
+$11.6M
4
FSR
Fisker Inc.
FSR
+$10.7M
5
VNQ icon
Vanguard Real Estate ETF
VNQ
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 6.27%
2 Consumer Discretionary 5.4%
3 Industrials 3.08%
4 Technology 2.08%
5 Healthcare 1.56%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CRHC.U
126
DELISTED
Cohn Robbins Holdings Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
CRHC.U
$126K 0.01%
+12,467
New +$126K
FBP icon
127
First Bancorp
FBP
$4.38B
$84K 0.01%
+16,030
New +$89.2K
GOGO icon
128
CALL
Gogo Inc
GOGO
$492M
$79K 0.01%
+200,000
New +$1.09M
SPY icon
129
PUT
State Street SPDR S&P 500 ETF Trust
SPY
$823B
$76K 0.01%
2,662,444
+108,019
+4% +$35.8M
AAL icon
130
CALL
American Airlines Group
AAL
$10.6B
$54K ﹤0.01%
95,300
-260,709
-73% -$3.27M
BILI icon
131
PUT
Bilibili
BILI
$7.84B
$32K ﹤0.01%
+27,000
New +$1.19M
GOAC.WS
132
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$17K ﹤0.01%
+16,666
New +$16.7K
AMC icon
133
CALL
AMC Entertainment Holdings
AMC
$2.31B
$8K ﹤0.01%
+25,000
New +$1.25M
CGC
134
CALL
Canopy Growth
CGC
$410M
$8K ﹤0.01%
+10,000
New +$1.68M
PDD icon
135
PUT
Pinduoduo
PDD
$131B
$6K ﹤0.01%
65,100
-14,436,900
-100% -$1.24B
NKLA
136
CALL
DELISTED
Nikola Corporation Common Stock
NKLA
$4K ﹤0.01%
+1,667
New +$1.94M
AAL icon
137
PUT
American Airlines Group
AAL
$10.6B
– –
-356,009
Closed -$350K
ABBV icon
138
AbbVie
ABBV
$435B
– –
-3,690
Closed -$362K
ABT icon
139
Abbott
ABT
$187B
– –
-3,563
Closed -$326K
AEP icon
140
American Electric Power
AEP
$68.4B
– –
-17,111
Closed -$1.36M
BLD
141
DELISTED
TopBuild
BLD
– –
-152,166
Closed -$17.3M
BMY icon
142
Bristol-Myers Squibb
BMY
$132B
– –
-4,557
Closed -$268K
BOX icon
143
Box
BOX
$4.6B
– –
-25,925
Closed -$538K
CHPT icon
144
ChargePoint
CHPT
$161M
– –
-11,905
Closed -$2.35M
CURI icon
145
CuriosityStream
CURI
$161M
– –
-305,267
Closed -$2.99M
DHR icon
146
Danaher
DHR
$144B
– –
-1,429
Closed -$224K
DKNG icon
147
CALL
DraftKings
DKNG
$11.9B
– –
-10,000
Closed -$7K
GCMG icon
148
GCM Grosvenor
GCMG
$820M
– –
-407,288
Closed -$4.22M
GNW icon
149
Genworth Financial
GNW
$3.71B
– –
-12,514
Closed -$29K
GTLS
150
DELISTED
Chart Industries
GTLS
– –
-10,114
Closed -$490K
4 5
6
7 8

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WIA
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NP
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LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
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AWA
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CA
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DTC
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CIS
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Mizuho Securities USA's Q3 2020 Portfolio in Review

As of Q3 2020, Mizuho Securities USA held 229 positions worth $1.4B, down 5.7% from $1.49B the previous quarter. Its ten largest holdings account for 74% of the portfolio.

Mizuho Securities USA withdrew a net $1.41B in Q3 2020, closing 67 positions and reducing 39 holdings. Its most notable exit was Invesco QQQ Trust, an estimated $172M position sold in full.

By sector, the portfolio is most concentrated in Financials at 6.3% of assets, up from 4.5% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Mizuho Securities USA opened a new position in PG&E Corporation worth $11M.

  • Mizuho Securities USA's largest Q3 2020 buy was PG&E Corporation: 117,000 shares worth $11M.
  • Mizuho Securities USA added most to State Street SPDR S&P 500 ETF Trust in Q3 2020, an estimated $35.8M increase.
  • Mizuho Securities USA's biggest Q3 2020 reduction was State Street Communication Services Select Sector SPDR ETF, cutting an estimated $10M.
  • Mizuho Securities USA fully exited Invesco QQQ Trust in Q3 2020, selling an estimated $172M.
  • Mizuho Securities USA's ten largest holdings make up 74% of its $1.4B portfolio in Q3 2020.
  • Mizuho Securities USA opened 92 new positions and closed 67 in Q3 2020.
  • Mizuho Securities USA's portfolio value fell 5.7% quarter-over-quarter to $1.4B.

Based on Mizuho Securities USA's 13F filing for Q3 2020, filed 26 Oct 2020.