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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WMT icon
101
Walmart Inc
WMT
$892B
$1.86M 0.19%
40,110
+549
+1% +$26.4K
IBM icon
102
IBM
IBM
$222B
$1.85M 0.19%
13,915
-1,387
-9% -$185K
ALTI icon
103
AlTi Global
ALTI
$470M
$1.72M 0.18%
+174,815
New +$1.7M
NOVVU
104
DELISTED
Nova Vision Acquisition Corp. Unit
NOVVU
$1.71M 0.17%
+170,000
New +$1.73M
REVEU
105
DELISTED
Alpine Acquisition Corp Unit
REVEU
$1.66M 0.17%
+165,672
New +$1.67M
CAUD
106
DELISTED
Collective Audience, Inc.. Common Stock
CAUD
$1.5M 0.15%
+155,057
New +$1.51M
SV
107
DELISTED
Spring Valley Acquisition Corp. Class A Ordinary Share
SV
$1.49M 0.15%
152,579
+72,772
+91% +$711K
OCAX
108
DELISTED
OCA Acquisition Corp. Class A Common Stock
OCAX
$1.44M 0.15%
146,549
-24,600
-14% -$242K
HOLO icon
109
MicroCloud Hologram
HOLO
$36.7M
$1.37M 0.14%
+18
New +$1.42M
CVX icon
110
Chevron
CVX
$366B
$1.36M 0.14%
13,437
-2,379
-15% -$237K
SHFS icon
111
SHF Holdings
SHFS
$1.15M
$1.3M 0.13%
+6,563
New +$1.31M
BWAC
112
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$1.28M 0.13%
126,716
+99,019
+358% +$993K
RPD icon
113
Rapid7
RPD
$724M
$1.23M 0.13%
+10,900
New +$1.23M
OMCL icon
114
Omnicell
OMCL
$1.69B
$1.19M 0.12%
+8,000
New +$1.23M
RMCO icon
115
Royalty Management
RMCO
$44M
$1.16M 0.12%
117,300
+1,300
+1% +$12.9K
AQNU
116
DELISTED
Algonquin Power & Utilities Corp Units
AQNU
$1.15M 0.12%
+25,000
New +$1.27M
EMBK
117
DELISTED
Embark Technology, Inc. Common Stock
EMBK
$1.14M 0.12%
+5,749
New +$1.14M
LGV
118
DELISTED
Longview Acquisition Corp. II
LGV
$1.06M 0.11%
+107,829
New +$1.06M
MRK icon
119
Merck
MRK
$314B
$1.01M 0.1%
13,514
+327
+2% +$24.9K
BOWX
120
DELISTED
BowX Acquisition Corp. Class A Common Stock
BOWX
$995K 0.1%
+100,000
New +$1.03M
EJFA
121
DELISTED
EJF Acquisition Corp. Class A Ordinary Share
EJFA
$986K 0.1%
+100,000
New +$973K
DFLI icon
122
Dragonfly Energy
DFLI
$18.5M
$980K 0.1%
+1,111
New +$989K
BTTX
123
DELISTED
Better Therapeutics, Inc. Common Stock
BTTX
$946K 0.1%
+94,962
New +$945K
FSRD
124
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$933K 0.1%
+94,857
New +$933K
ESLA icon
125
Estrella Immunopharma
ESLA
$32.1M
$866K 0.09%
+88,349
New +$869K
3 4
5
6 7

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Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.