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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+6.08%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$1.84B
AUM Growth
-$561M
Cap. Flow
-$959M
Cap. Flow %
-52.14%
Top 10 Hldgs %
87.65%
Holding
299
New
99
Increased
22
Reduced
38
Closed
138

Top Buys

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$163M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$130M
3
ORCL icon
Oracle
ORCL
+$21.2M
4
BMY icon
Bristol-Myers Squibb
BMY
+$19.9M
5
IWD icon
iShares Russell 1000 Value ETF
IWD
+$15.3M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$627M
2
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$35.7M
3
CVX icon
Chevron
CVX
+$35M
4
PG icon
Procter & Gamble
PG
+$32.5M
5
CMG icon
Chipotle Mexican Grill
CMG
+$19.1M

Sector Composition

Rank Sector Weight
1 Technology 3.14%
2 Healthcare 2.34%
3 Consumer Discretionary 1.54%
4 Consumer Staples 0.74%
5 Industrials 0.64%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FTRPR
101
DELISTED
Frontier Communications Corporation 11.125% Series A Mandatory Convertible Preferred Stock
FTRPR
$342K 0.02%
+7,000
New +$455K
OCLR
102
DELISTED
Oclaro Inc.
OCLR
$338K 0.02%
+35,000
New +$329K
VTTI
103
DELISTED
VTTI Energy Partners LP
VTTI
$335K 0.02%
+17,675
New +$324K
BG icon
104
Bunge Global
BG
$20.4B
$324K 0.02%
+3,962
New +$297K
TVRD
105
PUT
Tvardi Therapeutics
TVRD
$19.7M
$297K 0.02%
+2,153
New +$1.15M
GPRO icon
106
PUT
GoPro
GPRO
$130M
$279K 0.02%
69,300
-25,700
-27% -$233K
SA
107
PUT
Seabridge Gold
SA
$2.78B
$273K 0.01%
+38,300
New +$398K
CSIQ icon
108
PUT
Canadian Solar
CSIQ
$1.02B
$270K 0.01%
34,700
-41,200
-54% -$534K
ENDP
109
DELISTED
Endo International plc
ENDP
$226K 0.01%
+20,000
New +$248K
CMCM
110
PUT
Cheetah Mobile
CMCM
$86.6M
$217K 0.01%
+15,620
New +$811K
WW
111
DELISTED
WW International
WW
$214K 0.01%
14,200
-82,400
-85% -$1.13M
W icon
112
PUT
Wayfair
W
$11.2B
$189K 0.01%
+31,900
New +$1.26M
MTCH icon
113
Match Group
MTCH
$9.19B
$170K 0.01%
+10,500
New +$180K
WW
114
PUT
DELISTED
WW International
WW
$163K 0.01%
14,200
-82,400
-85% -$1.13M
FIT
115
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
$158K 0.01%
1,973,537
+1,602,137
+431% +$10.2M
FRED
116
PUT
DELISTED
Fred's Inc
FRED
$157K 0.01%
+25,200
New +$397K
DDD icon
117
3D Systems Corp
DDD
$431M
$135K 0.01%
9,200
-245,700
-96% -$3.86M
SRUNU
118
DELISTED
Silver Run Acquisition Corporation II Units
SRUNU
$104K 0.01%
+10,000
New +$104K
DSKE
119
DELISTED
Daseke, Inc. Common Stock
DSKE
$102K 0.01%
10,000
-390,000
-98% -$3.93M
MTCH icon
120
PUT
Match Group
MTCH
$9.19B
$98K 0.01%
+10,500
New +$180K
VUZI icon
121
Vuzix
VUZI
$194M
$95K 0.01%
+14,800
New +$95.8K
OMER icon
122
PUT
Omeros
OMER
$857M
$93K 0.01%
+29,900
New +$327K
SHLD
123
DELISTED
Sears Holding Corporation
SHLD
$91K ﹤0.01%
+10,000
New +$83.6K
SNAP icon
124
CALL
Snap
SNAP
$7.89B
$81K ﹤0.01%
+72,900
New +$1.62M
TVRD
125
CALL
Tvardi Therapeutics
TVRD
$19.7M
$49K ﹤0.01%
+2,153
New +$1.15M
3 4
5
6 7

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NP
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LBA
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EIP
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ACM
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AWA
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CA
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Mizuho Securities USA's Q1 2017 Portfolio in Review

As of Q1 2017, Mizuho Securities USA held 299 positions worth $1.84B, down 23% from $2.4B the previous quarter. Its ten largest holdings account for 88% of the portfolio.

Mizuho Securities USA withdrew a net $959M in Q1 2017, closing 138 positions and reducing 38 holdings. Its most notable exit was iShares 20+ Year Treasury Bond ETF, an estimated $35.7M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.1% of assets, up from 2.3% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in Bristol-Myers Squibb worth $20.4M.

  • Mizuho Securities USA's largest Q1 2017 buy was Bristol-Myers Squibb: 362,100 shares worth $20.4M.
  • Mizuho Securities USA added most to Invesco QQQ Trust in Q1 2017, an estimated $163M increase.
  • Mizuho Securities USA's biggest Q1 2017 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $627M.
  • Mizuho Securities USA fully exited iShares 20+ Year Treasury Bond ETF in Q1 2017, selling an estimated $35.7M.
  • Mizuho Securities USA's ten largest holdings make up 88% of its $1.84B portfolio in Q1 2017.
  • Mizuho Securities USA opened 99 new positions and closed 138 in Q1 2017.
  • Mizuho Securities USA's portfolio value fell 23% quarter-over-quarter to $1.84B.

Based on Mizuho Securities USA's 13F filing for Q1 2017, filed 5 May 2017.