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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOBX icon
76
Mobix Labs
MOBX
$25.7M
$2.68M 0.27%
+27,513
New +$2.67M
ACBA
77
DELISTED
Ace Global Business Acquisition Ltd
ACBA
$2.67M 0.27%
268,274
+68,274
+34% +$683K
CAT icon
78
Caterpillar
CAT
$388B
$2.58M 0.26%
13,418
-559
-4% -$116K
GSDWU
79
DELISTED
Global Systems Dynamics, Inc. Unit
GSDWU
$2.55M 0.26%
+250,000
New +$2.52M
MEOAU
80
DELISTED
Minority Equality Opportunities Acquisition Inc. Units
MEOAU
$2.54M 0.26%
+253,574
New +$2.57M
TMTS
81
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
$2.39M 0.24%
238,365
+9,725
+4% +$97.7K
SCVX
82
DELISTED
SCVX Corp.
SCVX
$2.34M 0.24%
236,087
+89,960
+62% +$891K
MMM icon
83
3M
MMM
$94.3B
$2.33M 0.24%
15,895
-877
-5% -$142K
GIG
84
DELISTED
GigCapital4, Inc. Common stock
GIG
$2.28M 0.23%
231,516
+4,099
+2% +$40.3K
DIS icon
85
Walt Disney
DIS
$181B
$2.28M 0.23%
13,453
+266
+2% +$47.4K
ZSQR
86
Z Squared Inc
ZSQR
$205M
$2.26M 0.23%
11,401
+10,264
+903% +$2.03M
AXP icon
87
American Express
AXP
$230B
$2.25M 0.23%
13,409
-126
-0.9% -$21.1K
JPM icon
88
JPMorgan Chase
JPM
$950B
$2.22M 0.23%
13,580
-1,227
-8% -$192K
ISPO
89
DELISTED
Inspirato
ISPO
$2.22M 0.23%
11,134
– –
MCAF
90
DELISTED
Mountain Crest Acquisition Corp. IV Common Stock
MCAF
$2.21M 0.23%
+228,298
New +$2.23M
JNJ icon
91
Johnson & Johnson
JNJ
$618B
$2.19M 0.22%
13,527
+340
+3% +$58K
EDTX
92
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$2.1M 0.21%
212,152
+19,958
+10% +$198K
TRV icon
93
Travelers Companies
TRV
$80.2B
$2.01M 0.21%
13,218
-104
-0.8% -$16.1K
AEHAU
94
DELISTED
Aesther Healthcare Acquisition Corp Units
AEHAU
$2.01M 0.2%
+200,000
New +$2.02M
NKE icon
95
Nike
NKE
$62.2B
$2M 0.2%
13,787
-2,499
-15% -$407K
MACU
96
DELISTED
Mallard Acquisition Corp. Common stock
MACU
$1.97M 0.2%
200,645
– –
HHGCU
97
DELISTED
HHG Capital Corporation Units
HHGCU
$1.93M 0.2%
+188,507
New +$1.93M
KWAC
98
DELISTED
Kingswood Acquisition Corp.
KWAC
$1.91M 0.19%
191,454
+55,906
+41% +$561K
PG icon
99
Procter & Gamble
PG
$339B
$1.89M 0.19%
13,499
+312
+2% +$44.2K
AFTR.U
100
DELISTED
AfterNext HealthTech Acquisition Corp Units
AFTR.U
$1.87M 0.19%
+188,088
New +$1.87M
2 3
4
5 6

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WIA
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NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
EIP
Energy Income Partners Westport, Connecticut $6.22B AUM 18.97% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
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Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.