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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$448M
AUM Growth
-$359M
Cap. Flow
-$356M
Cap. Flow %
-79.51%
Top 10 Hldgs %
74.64%
Holding
209
New
68
Increased
19
Reduced
31
Closed
91

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.9M
2
BAC icon
Bank of America
BAC
+$13.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.1M
4
PEG icon
Public Service Enterprise Group
PEG
+$7.25M
5
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$5.05M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$108M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$91M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$38.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$31.2M
5
AAPL icon
Apple
AAPL
+$28.2M

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 3.21%
3 Energy 3.14%
4 Utilities 2.4%
5 Healthcare 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TSNU
76
DELISTED
Tyson Foods, Inc.
TSNU
$270K 0.06%
+3,636
New +$245K
IRWD icon
77
Ironwood Pharmaceuticals
IRWD
$709M
$257K 0.06%
+28,059
New +$231K
CMCM
78
PUT
Cheetah Mobile
CMCM
$95M
$256K 0.06%
11,880
-20,480
-63% -$1.58M
JCP
79
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
$235K 0.05%
112,300
+12,300
+12% +$108K
FIT
80
PUT
DELISTED
Fitbit, Inc. Class A common stock
FIT
$223K 0.05%
36,300
-31,600
-47% -$502K
NVDA icon
81
NVIDIA
NVDA
$5.13T
$221K 0.05%
248,000
-2,152,000
-90% -$1.64M
KERX
82
PUT
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$218K 0.05%
31,700
-276,200
-90% -$1.1M
CONN
83
PUT
DELISTED
Conn's Inc.
CONN
$217K 0.05%
+44,900
New +$710K
MBLY
84
PUT
DELISTED
Mobileye N.V.
MBLY
$208K 0.05%
9,000
-95,900
-91% -$3.05M
VHC icon
85
PUT
VirnetX Holding Corp
VHC
$56.8M
$162K 0.04%
+1,260
New +$117K
QUOT
86
PUT
DELISTED
Quotient Technology Inc
QUOT
$159K 0.04%
+34,500
New +$262K
KERX
87
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$148K 0.03%
31,700
-276,200
-90% -$1.1M
INSY
88
PUT
DELISTED
Insys Therapeutics, Inc.
INSY
$147K 0.03%
+9,000
New +$171K
FCX icon
89
PUT
Freeport-McMoran
FCX
$96.7B
$146K 0.03%
+53,600
New +$377K
INSY
90
DELISTED
Insys Therapeutics, Inc.
INSY
$144K 0.03%
+9,000
New +$171K
MTCH icon
91
PUT
Match Group
MTCH
$9.62B
$137K 0.03%
+61,900
New +$709K
VHC icon
92
VirnetX Holding Corp
VHC
$56.8M
$116K 0.03%
+1,260
New +$117K
X
93
DELISTED
US Steel
X
$88K 0.02%
+5,500
New +$54.8K
GPRO icon
94
CALL
GoPro
GPRO
$133M
$80K 0.02%
300,800
+61,400
+26% +$761K
MNKD icon
95
MannKind Corp
MNKD
$1.22B
$54K 0.01%
6,660
-5,160
-44% -$29.5K
XYZ
96
PUT
Block Inc
XYZ
$50.4B
$48K 0.01%
27,900
+6,600
+31% +$71.5K
PGEN icon
97
PUT
Precigen
PGEN
$2.33B
$26K 0.01%
+40,764
New +$1.28M
SCTY
98
CALL
DELISTED
SolarCity Corporation
SCTY
$25K 0.01%
+100
New +$2.85K
X
99
CALL
DELISTED
US Steel
X
$21K ﹤0.01%
+5,500
New +$54.8K
SDRL
100
CALL
DELISTED
Seadrill Limited Common Stock
SDRL
$19K ﹤0.01%
+325
New +$234K
2 3
4
5 6

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Mizuho Securities USA's Q1 2016 Portfolio in Review

As of Q1 2016, Mizuho Securities USA held 209 positions worth $448M, down 44% from $806M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Mizuho Securities USA withdrew a net $356M in Q1 2016, closing 91 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $108M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 9.2% a quarter earlier, followed by Financials and Energy.

Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P 500 ETF Trust worth $103M.

  • Mizuho Securities USA's largest Q1 2016 buy was State Street SPDR S&P 500 ETF Trust: 501,728 shares worth $103M.
  • Mizuho Securities USA added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $11.1M increase.
  • Mizuho Securities USA's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $91M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2016, selling an estimated $108M.
  • Mizuho Securities USA's ten largest holdings make up 75% of its $448M portfolio in Q1 2016.
  • Mizuho Securities USA opened 68 new positions and closed 91 in Q1 2016.
  • Mizuho Securities USA's portfolio value fell 44% quarter-over-quarter to $448M.

Based on Mizuho Securities USA's 13F filing for Q1 2016, filed 21 Apr 2016.