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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
+3.22%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.01%
5 Year Est. Return
+126.15%
10 Year Est. Return
+434.62%
AUM
$448M
AUM Growth
-$359M
Cap. Flow
-$356M
Cap. Flow %
-79.51%
Top 10 Hldgs %
74.64%
Holding
209
New
68
Increased
19
Reduced
31
Closed
91

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$97.9M
2
BAC icon
Bank of America
BAC
+$13.5M
3
AGG icon
iShares Core US Aggregate Bond ETF
AGG
+$11.1M
4
PEG icon
Public Service Enterprise Group
PEG
+$7.25M
5
FXY icon
Invesco CurrencyShares Japanese Yen Trust
FXY
+$5.05M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$108M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$91M
3
TLT icon
iShares 20+ Year Treasury Bond ETF
TLT
+$38.4M
4
JNJ icon
Johnson & Johnson
JNJ
+$31.2M
5
AAPL icon
Apple
AAPL
+$28.2M

Sector Composition

Rank Sector Weight
1 Technology 6.11%
2 Financials 3.21%
3 Energy 3.14%
4 Utilities 2.4%
5 Healthcare 2.37%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WW
26
PUT
DELISTED
WW International
WW
$1.77M 0.39%
39,700
-32,800
-45% -$446K
BOX icon
27
Box
BOX
$4.37B
$1.75M 0.39%
+143,100
New +$1.62M
XLF icon
28
State Street Financial Select Sector SPDR ETF
XLF
$56.7B
$1.69M 0.38%
85,436
-94,435
-53% -$1.8M
SLV icon
29
iShares Silver Trust
SLV
$28B
$1.47M 0.33%
+100,000
New +$1.42M
AMBA icon
30
Ambarella
AMBA
$3.77B
$1.44M 0.32%
32,300
+5,300
+20% +$219K
RIG icon
31
PUT
Transocean
RIG
$5.89B
$1.41M 0.32%
137,800
+30,000
+28% +$298K
PGEN icon
32
Precigen
PGEN
$2.24B
$1.37M 0.31%
+40,764
New +$1.28M
RIG icon
33
Transocean
RIG
$5.89B
$1.26M 0.28%
137,800
+30,000
+28% +$298K
JCP
34
DELISTED
J.C. Penney Company, Inc.
JCP
$1.24M 0.28%
112,300
+12,300
+12% +$108K
DVN icon
35
Devon Energy
DVN
$52.1B
$1.1M 0.25%
+40,000
New +$974K
EOG icon
36
EOG Resources
EOG
$79.2B
$1.09M 0.24%
+15,000
New +$1.04M
IWM icon
37
iShares Russell 2000 ETF
IWM
$79.8B
$1.06M 0.24%
+9,615
New +$995K
OPK icon
38
Opko Health
OPK
$985M
$1.06M 0.24%
102,000
+35,300
+53% +$323K
NUVA
39
DELISTED
NuVasive, Inc.
NUVA
$1.06M 0.24%
+21,700
New +$985K
CMCM
40
Cheetah Mobile
CMCM
$86.6M
$970K 0.22%
11,880
-20,480
-63% -$1.58M
APC
41
DELISTED
Anadarko Petroleum
APC
$931K 0.21%
+20,000
New +$812K
AGN.PRA
42
DELISTED
Allergan plc
AGN.PRA
$914K 0.2%
1,000
-700
-41% -$669K
KNDI
43
PUT
Kandi Technologies Group
KNDI
$67.5M
$888K 0.2%
+66,200
New +$514K
AET
44
DELISTED
Aetna Inc
AET
$843K 0.19%
+7,500
New +$803K
MNKD icon
45
PUT
MannKind Corp
MNKD
$1.21B
$789K 0.18%
6,660
-5,160
-44% -$29.5K
MTCH icon
46
Match Group
MTCH
$9.19B
$685K 0.15%
+61,900
New +$709K
AMBA icon
47
PUT
Ambarella
AMBA
$3.77B
$674K 0.15%
32,300
+5,300
+20% +$219K
CVX icon
48
PUT
Chevron
CVX
$392B
$656K 0.15%
+46,700
New +$4.08M
CRZO
49
DELISTED
Carrizo Oil & Gas Inc
CRZO
$618K 0.14%
+20,000
New +$504K
WW
50
DELISTED
WW International
WW
$577K 0.13%
39,700
-32,800
-45% -$446K
1
2
3 4 5

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NP
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LBA
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Mizuho Securities USA's Q1 2016 Portfolio in Review

As of Q1 2016, Mizuho Securities USA held 209 positions worth $448M, down 44% from $806M the previous quarter. Its ten largest holdings account for 75% of the portfolio.

Mizuho Securities USA withdrew a net $356M in Q1 2016, closing 91 positions and reducing 31 holdings. Its most notable exit was State Street SPDR Dow Jones Industrial Average ETF Trust, an estimated $108M position sold in full.

By sector, the portfolio is most concentrated in Technology at 6.1% of assets, down from 9.2% a quarter earlier, followed by Financials and Energy.

Against the trend, Mizuho Securities USA opened a new position in State Street SPDR S&P 500 ETF Trust worth $103M.

  • Mizuho Securities USA's largest Q1 2016 buy was State Street SPDR S&P 500 ETF Trust: 501,728 shares worth $103M.
  • Mizuho Securities USA added most to iShares Core US Aggregate Bond ETF in Q1 2016, an estimated $11.1M increase.
  • Mizuho Securities USA's biggest Q1 2016 reduction was Invesco QQQ Trust, cutting an estimated $91M.
  • Mizuho Securities USA fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q1 2016, selling an estimated $108M.
  • Mizuho Securities USA's ten largest holdings make up 75% of its $448M portfolio in Q1 2016.
  • Mizuho Securities USA opened 68 new positions and closed 91 in Q1 2016.
  • Mizuho Securities USA's portfolio value fell 44% quarter-over-quarter to $448M.

Based on Mizuho Securities USA's 13F filing for Q1 2016, filed 21 Apr 2016.