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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HGAS
251
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
– –
-172,000
Closed -$1.68M
TWLV
252
DELISTED
Twelve Seas Investment Company II Class A Common Stock
TWLV
– –
-126,400
Closed -$1.22M
PUCK
253
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
– –
-85,346
Closed -$824K
RMGC
254
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
– –
-15,472
Closed -$152K
EAC
255
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
– –
-175,000
Closed -$1.69M
GOEV
256
CALL
DELISTED
Canoo Inc. Class A Common Stock
GOEV
– –
-217
Closed -$8K
ACAH
257
DELISTED
Atlantic Coastal Acquisition Corp. Class A Common Stock
ACAH
– –
-145,019
Closed -$1.4M
VHAQ
258
DELISTED
Viveon Health Acquisition Corp.
VHAQ
– –
-821,433
Closed -$8.05M
NRAC
259
DELISTED
Northern Revival Acquisition Corporation Class A Ordinary Share
NRAC
– –
-93,110
Closed -$899K
QFTA
260
DELISTED
Quantum FinTech Acquisition Corporation
QFTA
– –
-149,800
Closed -$1.45M
OTECU
261
DELISTED
OceanTech Acquisitions I Corp. Units
OTECU
– –
-150,000
Closed -$1.49M
ELIQ
262
DELISTED
Electriq Power Holdings, Inc.
ELIQ
– –
-49,358
Closed -$479K
NIR
263
DELISTED
Near Intelligence, Inc. Common Stock
NIR
– –
-144,300
Closed -$1.4M
TBCP
264
DELISTED
Thunder Bridge Capital Partners III Inc. Class A Common Stock
TBCP
– –
-49,800
Closed -$483K
LHC
265
DELISTED
Leo Holdings Corp. II
LHC
– –
-50,000
Closed -$485K
ADER
266
DELISTED
26 Capital Acquisition Corp
ADER
– –
-50,000
Closed -$485K
PIAI
267
DELISTED
Prime Impact Acquisition I
PIAI
– –
-141,982
Closed -$1.38M
PCGU
268
DELISTED
PG&E Corporation
PCGU
– –
-51,700
Closed -$4.96M
IRNT
269
DELISTED
IronNet, Inc.
IRNT
– –
-67,203
Closed -$669K
ARBG
270
DELISTED
Aequi Acquisition Corp
ARBG
– –
-21,509
Closed -$209K
SCAQ
271
DELISTED
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
– –
-66,799
Closed -$648K
PNTM
272
DELISTED
Pontem Corporation
PNTM
– –
-50,000
Closed -$485K
BSGAU
273
DELISTED
Blue Safari Group Acquisition Corp. Unit
BSGAU
– –
-400,000
Closed -$3.98M
KVSC
274
DELISTED
Khosla Ventures Acquisition Co. III Class A Common Stock
KVSC
– –
-69,188
Closed -$682K
TWNI
275
DELISTED
Tailwind International Acquisition Corp.
TWNI
– –
-50,000
Closed -$485K
9 10
11
12 13

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WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return
CIS
Capital International Sarl Los Angeles, California $6.11B AUM 32.29% 1-Year Est. Return

Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.