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MSU

Mizuho Securities USA Portfolio holdings

AUM $6.2B
1-Year Est. Return 35.46%
This Fund
S&P 500
This Quarter Est. Return
-1.82%
1 Year Est. Return
+35.46%
3 Year Est. Return
+99.02%
5 Year Est. Return
+126.16%
10 Year Est. Return
+434.63%
AUM
$980M
AUM Growth
-$255M
Cap. Flow
-$238M
Cap. Flow %
-24.33%
Top 10 Hldgs %
38.73%
Holding
375
New
112
Increased
54
Reduced
74
Closed
126

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$112M
2
BHP icon
BHP
BHP
+$64.5M
3
CENQU
CENAQ Energy Corp. Unit
CENQU
+$10.8M
4
DWACU
Digital World Acquisition Corp. Units
DWACU
+$10.5M
5
CLOE
Clover Leaf Capital Corp. Class A Common Stock
CLOE
+$8.01M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$441M
2
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$22.4M
3
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$16.7M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$12.7M
5
SPCE icon
Virgin Galactic
SPCE
+$9.2M

Sector Composition

Rank Sector Weight
1 Financials 11.42%
2 Healthcare 6.39%
3 Consumer Discretionary 6%
4 Industrials 5.88%
5 Materials 5.25%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LIDR icon
226
AEye
LIDR
$61.1M
– –
-18,697
Closed -$5.61M
LIN icon
227
Linde
LIN
$226B
– –
-1,686
Closed -$487K
LOW icon
228
Lowe's Companies
LOW
$125B
– –
-1,717
Closed -$333K
MA icon
229
Mastercard
MA
$493B
– –
-1,412
Closed -$516K
MDY icon
230
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
$27.3B
– –
-34,100
Closed -$16.7M
ORCL icon
231
Oracle
ORCL
$423B
– –
-2,932
Closed -$228K
PIII icon
232
P3 Health Partners
PIII
$38.5M
– –
-500
Closed -$247K
PYPL icon
233
PayPal
PYPL
$50.5B
– –
-1,921
Closed -$560K
QCOM icon
234
Qualcomm
QCOM
$176B
– –
-1,844
Closed -$264K
RBOT
235
DELISTED
Vicarious Surgical
RBOT
– –
-1,657
Closed -$496K
SBUX icon
236
Starbucks
SBUX
$120B
– –
-2,887
Closed -$323K
SHW icon
237
Sherwin-Williams
SHW
$89.8B
– –
-776
Closed -$211K
SPCE icon
238
Virgin Galactic
SPCE
$398M
– –
-10,000
Closed -$9.2M
SPCE icon
239
PUT
Virgin Galactic
SPCE
$398M
– –
-10,000
Closed -$56K
TGT icon
240
Target
TGT
$68B
– –
-1,202
Closed -$291K
TXN icon
241
Texas Instruments
TXN
$261B
– –
-1,511
Closed -$291K
UNP icon
242
Union Pacific
UNP
$174B
– –
-958
Closed -$211K
UPS icon
243
United Parcel Service
UPS
$88.9B
– –
-1,043
Closed -$217K
XLC icon
244
State Street Communication Services Select Sector SPDR ETF
XLC
$22.4B
– –
-55,000
Closed -$4.45M
XLP icon
245
State Street Consumer Staples Select Sector SPDR ETF
XLP
$14.9B
– –
-64,029
Closed -$4.48M
XLV icon
246
State Street Health Care Select Sector SPDR ETF
XLV
$42.7B
– –
-101,000
Closed -$12.7M
XOM icon
247
ExxonMobil
XOM
$634B
– –
-5,057
Closed -$319K
XOS icon
248
Xos
XOS
$37.7M
– –
-333
Closed -$98K
JWSM
249
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
– –
-45,239
Closed -$441K
KRNL
250
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
– –
-50,000
Closed -$485K
8 9
10
11 12

Similar funds

WIA
World Investment Advisors Santa Barbara, California $6.2B AUM 19.68% 1-Year Est. Return
NP
NorthRock Partners Minneapolis, Minnesota $6.2B AUM 15.8% 1-Year Est. Return
LBA
Letko, Brosseau & Associates Montreal, Quebec, Canada $6.2B AUM 38.92% 1-Year Est. Return
ACM
AKRE Capital Management Middleburg, Virginia $6.13B AUM 15.27% 1-Year Est. Return
AWA
Arkadios Wealth Advisors Atlanta, Georgia $6.13B AUM 23.41% 1-Year Est. Return
CA
Cambridge Associates Boston, Massachusetts $6.27B AUM 14.78% 1-Year Est. Return
DTC
Deep Track Capital Greenwich, Connecticut $6.12B AUM 144% 1-Year Est. Return
CIS
Capital International Sarl Los Angeles, California $6.11B AUM 32.29% 1-Year Est. Return

Mizuho Securities USA's Q3 2021 Portfolio in Review

As of Q3 2021, Mizuho Securities USA held 375 positions worth $980M, down 21% from $1.23B the previous quarter. Its ten largest holdings account for 39% of the portfolio.

Mizuho Securities USA withdrew a net $238M in Q3 2021, closing 126 positions and reducing 74 holdings. Its most notable exit was State Street SPDR S&P MIDCAP 400 ETF Trust, an estimated $16.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 11% of assets, up from 10% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Mizuho Securities USA opened a new position in iShares Russell 2000 ETF worth $110M.

  • Mizuho Securities USA's largest Q3 2021 buy was iShares Russell 2000 ETF: 504,221 shares worth $110M.
  • Mizuho Securities USA added most to MSP Recovery Inc in Q3 2021, an estimated $3.16M increase.
  • Mizuho Securities USA's biggest Q3 2021 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $441M.
  • Mizuho Securities USA fully exited State Street SPDR S&P MIDCAP 400 ETF Trust in Q3 2021, selling an estimated $16.7M.
  • Mizuho Securities USA's ten largest holdings make up 39% of its $980M portfolio in Q3 2021.
  • Mizuho Securities USA opened 112 new positions and closed 126 in Q3 2021.
  • Mizuho Securities USA's portfolio value fell 21% quarter-over-quarter to $980M.

Based on Mizuho Securities USA's 13F filing for Q3 2021, filed 28 Oct 2021.