MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+1.07%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.84B
AUM Growth
+$1.84B
Cap. Flow
-$77.3M
Cap. Flow %
-4.2%
Top 10 Hldgs %
26.32%
Holding
139
New
7
Increased
9
Reduced
20
Closed
18

Top Buys

1
SWK icon
Stanley Black & Decker
SWK
$10.2M
2
SWH
Stanley Black & Decker, Inc.
SWH
$7.42M
3
EXPE icon
Expedia Group
EXPE
$6.9M
4
CWB icon
SPDR Bloomberg Convertible Securities ETF
CWB
$3.67M
5
MYF
Blackrock Muni Yield Investment Fund, Inc.
MYF
$2.13M

Top Sells

1
SWU
STANLEY BLACK & DECKER INC CORP UNIT
SWU
$46.2M
2
NEE.PRQ
NextEra Energy, Inc.
NEE.PRQ
$8.25M
3
AWAY
HOMEAWAY INC COM
AWAY
$7.14M
4
ANTX
Anthem, Inc.
ANTX
$6.38M
5
VKI icon
Invesco Advantage Municipal Income Trust II
VKI
$5.98M

Sector Composition

1 Industrials 2.64%
2 Consumer Discretionary 1.24%
3 Real Estate 0.79%
4 Energy 0.62%
5 Financials 0.61%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
CAM
26
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$5.06M 0.27%
80,000
– –
VKQ icon
27
Invesco Municipal Trust
VKQ
$504M
$4.98M 0.27%
389,697
-228,899
-37% -$2.92M
NRK icon
28
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
$4.92M 0.27%
374,856
-170,989
-31% -$2.25M
NMA
29
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$4.15M 0.23%
299,782
-98,067
-25% -$1.36M
NPP
30
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$3.87M 0.21%
258,986
+125,702
+94% +$1.88M
MUS
31
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.74M 0.2%
272,227
-10,918
-4% -$150K
CWB icon
32
SPDR Bloomberg Convertible Securities ETF
CWB
$4.39B
$3.67M 0.2%
+84,687
New +$3.67M
IQI icon
33
Invesco Quality Municipal Securities
IQI
$501M
$2.97M 0.16%
234,076
-91,446
-28% -$1.16M
WY.PRA
34
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.21M 0.12%
43,700
– –
MYF
35
DELISTED
Blackrock Muni Yield Investment Fund, Inc.
MYF
$2.13M 0.12%
+136,065
New +$2.13M
NUM
36
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$2.05M 0.11%
149,742
-115,269
-43% -$1.58M
MUE icon
37
BlackRock MuniHoldings Quality Fund II
MUE
$209M
$1.88M 0.1%
+137,761
New +$1.88M
BFO
38
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.77M 0.1%
118,257
– –
MFT
39
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.5M 0.08%
106,443
+18,870
+22% +$266K
CXE
40
MFS High Income Municipal Trust
CXE
$111M
$1.3M 0.07%
265,061
+65,061
+33% +$319K
NQU
41
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$1.25M 0.07%
88,169
-131,907
-60% -$1.87M
MQT icon
42
BlackRock MuniYield Quality Fund II
MQT
$214M
$1.12M 0.06%
+84,054
New +$1.12M
MFM
43
MFS Municipal Income Trust
MFM
$212M
$461K 0.03%
67,817
-116,743
-63% -$794K
MUJ icon
44
BlackRock MuniHoldings New Jersey Quality Fund
MUJ
$587M
$318K 0.02%
22,040
– –
VRNT icon
45
Verint Systems
VRNT
$1.23B
$2K ﹤0.01%
+53
New +$2K
DCUC
46
DELISTED
Dominion Energy, Inc.
DCUC
– –
-23,200
Closed -$1.16M
SWU
47
DELISTED
STANLEY BLACK & DECKER INC CORP UNIT
SWU
– –
-346,461
Closed -$46.2M
AWAY
48
DELISTED
HOMEAWAY INC COM
AWAY
– –
-268,863
Closed -$7.14M
MTCN
49
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
– –
-92,000
Closed -$756K
NXZ
50
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-38,744
Closed -$528K
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