MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
-0.57%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.95B
AUM Growth
+$1.95B
Cap. Flow
+$33.2M
Cap. Flow %
1.7%
Top 10 Hldgs %
26.15%
Holding
144
New
5
Increased
4
Reduced
22
Closed
4

Top Buys

1
AGN.PRA
Allergan plc.
AGN.PRA
$27.9M
2
GLD icon
SPDR Gold Trust
GLD
$19M
3
DAL icon
Delta Air Lines
DAL
$13.3M
4
SWNC
Southwestern Energy Company
SWNC
$10.8M
5
NEE.PRO
NEXTERA ENERGY INC UNITS EXPIRING 09/01/2015 (FL)
NEE.PRO
$10.2M

Top Sells

1
ACT.PRA
ACTAVIS PLC PFD CONV SER A (IRL)
ACT.PRA
$27.3M
2
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$12.7M
3
HYMB icon
SPDR Nuveen ICE High Yield Municipal Bond ETF
HYMB
$5.07M
4
MFL
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.67M
5
MCA
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$2.95M

Sector Composition

1 Consumer Discretionary 2.61%
2 Industrials 0.68%
3 Energy 0.63%
4 Financials 0.41%
5 Materials 0.15%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NRK icon
26
Nuveen New York AMT-Free Quality Municipal Income Fund
NRK
$824M
$6.85M 0.35%
545,845
– –
WELL.PRI
27
DELISTED
Welltower Inc.
WELL.PRI
$5.85M 0.3%
97,900
– –
VKI icon
28
Invesco Advantage Municipal Income Trust II
VKI
$369M
$5.78M 0.3%
526,929
-256,815
-33% -$2.82M
NMA
29
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
$5.17M 0.26%
397,849
– –
CAM
30
DELISTED
CAMERON INTERNATIONAL CORPORATION
CAM
$4.19M 0.21%
80,000
– –
IQI icon
31
Invesco Quality Municipal Securities
IQI
$501M
$3.85M 0.2%
325,522
– –
MUS
32
DELISTED
BLACKROCK MUNIHOLDINGS QUALITY FUND, INC.
MUS
$3.67M 0.19%
283,145
– –
NUM
33
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$3.51M 0.18%
265,011
– –
NQU
34
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
$3.34M 0.17%
250,228
-183,003
-42% -$2.44M
MFL
35
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.12M 0.16%
225,594
-264,861
-54% -$3.67M
MUC icon
36
BlackRock MuniHoldings California Quality Fund
MUC
$973M
$2.59M 0.13%
184,842
-52,283
-22% -$732K
WY.PRA
37
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.27M 0.12%
43,700
– –
NPP
38
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$1.87M 0.1%
133,284
-179,277
-57% -$2.52M
BFO
39
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.72M 0.09%
116,357
– –
NGD
40
New Gold Inc
NGD
$4.88B
$1.65M 0.08%
611,671
-200,000
-25% -$538K
MYD icon
41
BlackRock MuniYield Fund
MYD
$461M
$1.45M 0.07%
104,738
-10,603
-9% -$147K
MTCN
42
DELISTED
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$1.44M 0.07%
92,000
-815,200
-90% -$12.7M
GG
43
DELISTED
Goldcorp Inc
GG
$1.25M 0.06%
76,945
– –
MFM
44
MFS Municipal Income Trust
MFM
$212M
$1.19M 0.06%
184,560
– –
MFT
45
DELISTED
BLACKROCK MUNIYIELD INVESTMENT QUALITY FUND
MFT
$1.16M 0.06%
87,573
– –
DCUC
46
DELISTED
Dominion Energy, Inc.
DCUC
$1.11M 0.06%
23,200
– –
NKX icon
47
Nuveen California AMT-Free Quality Municipal Income Fund
NKX
$566M
$1M 0.05%
70,693
– –
CXE
48
MFS High Income Municipal Trust
CXE
$111M
$922K 0.05%
200,000
– –
BIE
49
DELISTED
BLACKROCK MUNICIPAL BOND INVESTMENT TRUST
BIE
$701K 0.04%
50,000
– –
NXZ
50
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$520K 0.03%
38,744
-103,761
-73% -$1.39M
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