MSL

Mackay Shields LLC Portfolio holdings

AUM $3.12B
This Quarter Return
+0.07%
1 Year Return
+1.89%
3 Year Return
+7.66%
5 Year Return
+55.61%
10 Year Return
+111.39%
AUM
$1.98B
AUM Growth
-$672M
Cap. Flow
-$2.13B
Cap. Flow %
-107.33%
Top 10 Hldgs %
27.77%
Holding
688
New
6
Increased
16
Reduced
8
Closed
110

Top Buys

1
MTCN
ARCELORMITTAL 6% MANDATORILTY CONV SUB NT DUE 2016 (LUX)
MTCN
$19.4M
2
SWH
Stanley Black & Decker, Inc.
SWH
$13.4M
3
AMG icon
Affiliated Managers Group
AMG
$9.36M
4
TGI
Triumph Group
TGI
$6.9M
5
MLU
METLIFE, INC. COM EQUITY UNIT
MLU
$5.77M

Top Sells

1
ALLY.PRA
GMAC Capital Trust I 8.125% Fixed Rate/Floating Rate Trust Preferred Securities, Series 2
ALLY.PRA
$19M
2
USCR
U S Concrete, Inc.
USCR
$16.1M
3
C.PRN icon
Citigroup Capital XIII 7.875% Fixed Rate/Floating Rate Trust Preferred Securities
C.PRN
$4.36M
4
CLV
CLIFFS NAT RES INC. DEPO SHS REPSTG 1/40TH PFD CONV SER A
CLV
$4.16M
5
NMZ icon
Nuveen Municipal High Income Opportunity Fund
NMZ
$3.57M

Sector Composition

1 Consumer Discretionary 3.73%
2 Energy 2.21%
3 Financials 1.51%
4 Materials 0.8%
5 Industrials 0.45%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
MUI
26
DELISTED
BlackRock Municipal Income Fund, Inc.
MUI
$4.18M 0.21%
294,225
– –
NPM
27
DELISTED
NUVEEN PREMIUM INCM MUNI FD II
NPM
$3.96M 0.2%
295,808
+15,000
+5% +$201K
ON icon
28
ON Semiconductor
ON
$19.5B
$3.76M 0.19%
+400,000
New +$3.76M
TIBX
29
DELISTED
TIBCO SOFTWARE INC
TIBX
$3.7M 0.19%
181,948
– –
NXZ
30
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
$3.57M 0.18%
264,187
+1,200
+0.5% +$16.2K
MCA
31
DELISTED
BLACKROCK MUNIYIELD CALIFORNIA QUALITY FUND, INC
MCA
$3.55M 0.18%
244,952
+27,723
+13% +$401K
VKI icon
32
Invesco Advantage Municipal Income Trust II
VKI
$369M
$3.45M 0.17%
314,194
+20,000
+7% +$220K
NPT
33
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
$3.42M 0.17%
275,738
– –
MFL
34
DELISTED
BLACKROCK MUNIHOLDINGS INVESTMENT QUALITY FUND
MFL
$3.34M 0.17%
249,256
– –
NPP
35
DELISTED
NUVEEN PERFORMANCE+MUN FUND
NPP
$3.31M 0.17%
228,660
– –
MYI icon
36
BlackRock MuniYield Quality Fund III
MYI
$702M
$2.89M 0.15%
212,816
– –
ESV
37
DELISTED
Ensco Rowan plc
ESV
$2.48M 0.13%
+11,750
New +$2.48M
MHD icon
38
BlackRock MuniHoldings Fund
MHD
$582M
$2.41M 0.12%
154,421
+75,691
+96% +$1.18M
WY.PRA
39
DELISTED
WEYERHAEUSER COMP PREF CONV SER A (WA)
WY.PRA
$2.39M 0.12%
43,700
– –
MUC icon
40
BlackRock MuniHoldings California Quality Fund
MUC
$973M
$2.16M 0.11%
155,050
+53,797
+53% +$749K
SLB icon
41
Schlumberger
SLB
$52.2B
$2.15M 0.11%
22,000
– –
MYC
42
DELISTED
Blackrock Muni Yield California Fund, Inc.
MYC
$2.13M 0.11%
144,553
+30,000
+26% +$441K
ATI icon
43
ATI
ATI
$10.5B
$1.97M 0.1%
+52,353
New +$1.97M
MQT icon
44
BlackRock MuniYield Quality Fund II
MQT
$214M
$1.97M 0.1%
157,342
+65,516
+71% +$819K
NPF
45
DELISTED
NUVEEN PREMIER MUNI INCOME FD
NPF
$1.83M 0.09%
139,280
+63,918
+85% +$840K
BFO
46
DELISTED
Blackrock Florida Municipal 2020 Term Trust
BFO
$1.76M 0.09%
116,357
– –
MEN
47
DELISTED
Blackrock Muni Enhanced Fund, Inc.
MEN
$1.69M 0.09%
154,530
– –
NUM
48
DELISTED
Nuveen Michigan Quality Municipal Income Fund
NUM
$1.62M 0.08%
119,553
– –
MYD icon
49
BlackRock MuniYield Fund
MYD
$461M
$1.44M 0.07%
105,041
– –
X
50
DELISTED
US Steel
X
$1.38M 0.07%
+50,000
New +$1.38M
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