KSA Capital Management’s Caterpillar CAT Stock Holding History

KSA Capital Management’s Portfolio CAT Stock Details CAT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-10,000	Closed	-$1.24M	–	55
2017 Q3	$1.24M	Buy	+10,000	New	+$1.15M	6.38%	5
2017 Q2	–	Sell	-375,000	Closed	-$34.8M	–	24
2017 Q1	$34.8M	Buy	+375,000	New	+$35.5M	32.34%	1
2016 Q4	–	Sell	-1,585,000	Closed	-$141M	–	20
2016 Q3	$141M	Sell	1,585,000 -6,200	-0.4%	-$507K	43.97%	1
2016 Q2	$121M	Sell	1,591,200 -868,800	-35%	-$65.1M	29.19%	1
2016 Q1	$188M	Buy	2,460,000 +760,000	+45%	+$51M	35.5%	1
2015 Q4	$116M	Buy	1,700,000 +550,000	+48%	+$38.5M	29.58%	1
2015 Q3	$75.2M	Buy	1,150,000 +350,000	+44%	+$26.8M	27.95%	1
2015 Q2	$67.9M	Sell	800,000 -480,000	-38%	-$41.3M	24.7%	1
2015 Q1	$102M	Buy	1,280,000 +870,000	+212%	+$72.3M	26.21%	1
2014 Q4	$37.5M	Sell	410,000 -1,134,400	-73%	-$110M	9.89%	3
2014 Q3	$153M	Buy	1,544,400 +300,000	+24%	+$31.8M	35.32%	1
2014 Q2	$135M	Buy	+1,244,400	New	+$131M	36.45%	1

Other funds holding CAT

State Street Boston, Massachusetts $2.9T AUM 29.55% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

State Farm Mutual Automobile Insurance

State Farm Mutual Automobile Insurance Bloomington, Illinois $127B AUM 32.55% 1-Year Est. Return

Capital World Investors

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Fidelity Investments

Fidelity Investments Boston, Massachusetts $1.9T AUM 41.92% 1-Year Est. Return

Wellington Management Group

Wellington Management Group Boston, Massachusetts $535B AUM 26.23% 1-Year Est. Return

Gates Foundation Trust

Gates Foundation Trust Kirkland, Washington $31.7B AUM 20.52% 1-Year Est. Return

Primecap Management

Primecap Management Pasadena, California $127B AUM 44.11% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return