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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.27%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$616M
AUM Growth
+$59.7M
Cap. Flow
+$81.3M
Cap. Flow %
13.18%
Top 10 Hldgs %
42.33%
Holding
252
New
79
Increased
37
Reduced
29
Closed
97

Top Buys

Rank Stock Value
1
HME
HOME PROPERTIES, INC
HME
+$39.3M
2
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$26.9M
3
THOR
THORATEC CORPORATION
THOR
+$23M
4
KYTH
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
+$17M
5
NYRT
New York REIT, Inc.
NYRT
+$12.6M

Top Sells

Rank Stock Value
1
FDO
FAMILY DOLLAR STORES
FDO
+$36.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$33.1M
3
AEC
ASSOCIATED ESTATES REALTY CORP
AEC
+$19.1M
4
MWV
MEADWESTVACO CORP
MWV
+$13.2M
5
SIAL
SIGMA - ALDRICH CORP
SIAL
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 8.83%
2 Communication Services 7.98%
3 Technology 5.16%
4 Healthcare 2.84%
5 Real Estate 2.72%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HME
1
DELISTED
HOME PROPERTIES, INC
HME
$39.6M 6.43%
+530,322
New +$39.3M
TRAK
2
DELISTED
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
$36.1M 5.85%
571,417
+431,301
+308% +$26.9M
QQQ icon
3
CALL
Invesco QQQ Trust
QQQ
$460B
$34.3M 5.56%
+337,000
New +$36.2M
GOOG icon
4
Alphabet (Google) Class C
GOOG
$3.88T
$31.4M 5.09%
1,032,000
-176,900
-15% -$5.44M
QQQ icon
5
PUT
Invesco QQQ Trust
QQQ
$460B
$31.3M 5.08%
307,500
+47,100
+18% +$5.06M
THOR
6
DELISTED
THORATEC CORPORATION
THOR
$24.5M 3.98%
+388,003
New +$23M
DUST icon
7
PUT
Direxion Daily Gold Miners Index Bear 2X ETF
DUST
$72.8M
$20.9M 3.4%
+7
New +$24.4M
KYTH
8
DELISTED
KYTHERA BIOPHARMACEUTICALS, INC COM
KYTH
$17.1M 2.77%
+227,992
New +$17M
HILL
9
DELISTED
DOT HILL SYSTEMS CORP
HILL
$13.1M 2.12%
+1,346,252
New +$10.4M
NYRT
10
DELISTED
New York REIT, Inc.
NYRT
$12.6M 2.04%
+125,275
New +$12.6M
ALTR
11
DELISTED
Altera Corp
ALTR
$12.1M 1.96%
241,125
+123,225
+105% +$6.13M
CMCSA icon
12
Comcast
CMCSA
$78.3B
$11.4M 1.85%
400,000
+297,200
+289% +$8.83M
HCC
13
DELISTED
HCC INSURANCES HOLDINGS INC
HCC
$10.5M 1.71%
135,728
+59,789
+79% +$4.63M
SHOR
14
DELISTED
ShoreTel, Inc.
SHOR
$10.2M 1.66%
1,366,429
+177,878
+15% +$1.28M
CYN
15
DELISTED
CITY NATIONAL CORPORATION
CYN
$9.25M 1.5%
105,068
+86,461
+465% +$7.66M
BGC icon
16
BGC Group
BGC
$5.55B
$9.23M 1.5%
1,746,010
-144,567
-8% -$840K
MSFT icon
17
Microsoft
MSFT
$2.83T
$9.07M 1.47%
205,000
+161,500
+371% +$7.25M
YDLE
18
DELISTED
YODLEE INC COMMON STOCK
YDLE
$9.03M 1.47%
+560,100
New +$8.41M
XLU icon
19
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$24B
$8.98M 1.46%
415,000
+75,000
+22% +$1.62M
NEXT icon
20
NextDecade
NEXT
$2.11B
$8.91M 1.45%
900,000
– –
NUGT icon
21
PUT
Direxion Daily Gold Miners Index Bull 2X ETF
NUGT
$860M
$8.3M 1.35%
71,823
+71,145
+10,493% +$11.4M
PRE
22
DELISTED
PARTNERRE LTD
PRE
$8.07M 1.31%
58,090
+15,457
+36% +$2.11M
DD
23
CALL
DELISTED
Du Pont De Nemours E I
DD
$7.79M 1.26%
+161,700
New +$8.63M
ZU
24
DELISTED
ZULILY INC CLASS A COMMON STOCK
ZU
$7.51M 1.22%
+431,712
New +$6.7M
XLF icon
25
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$7.4M 1.2%
371,954
+219,126
+143% +$4.64M
1
2 3 4 5

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K2 Principal Fund's Q3 2015 Portfolio in Review

As of Q3 2015, K2 Principal Fund held 252 positions worth $616M, up 11% from $557M the previous quarter. Its ten largest holdings account for 42% of the portfolio.

K2 Principal Fund deployed $81.3M of net new capital in Q3 2015, opening 79 new positions and adding to 37 existing holdings. Its largest new stake was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.

By sector, the portfolio is most concentrated in Financials at 8.8% of assets, up from 5.7% a quarter earlier, followed by Communication Services and Technology.

On the sell side, the largest reduction was Baker Hughes, an estimated $8.65M trimmed.

  • K2 Principal Fund's largest Q3 2015 buy was HOME PROPERTIES, INC: 530,322 shares worth $39.6M.
  • K2 Principal Fund added most to DEALERTRACK TECHNOLOGIES, INC. COM STK in Q3 2015, an estimated $26.9M increase.
  • K2 Principal Fund's biggest Q3 2015 reduction was Baker Hughes, cutting an estimated $8.65M.
  • K2 Principal Fund fully exited FAMILY DOLLAR STORES in Q3 2015, selling an estimated $36.5M.
  • K2 Principal Fund's ten largest holdings make up 42% of its $616M portfolio in Q3 2015.
  • K2 Principal Fund opened 79 new positions and closed 97 in Q3 2015.
  • K2 Principal Fund's portfolio value rose 11% quarter-over-quarter to $616M.

Based on K2 Principal Fund's 13F filing for Q3 2015, filed 13 Nov 2015.