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KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+1.8%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.06B
AUM Growth
+$167M
Cap. Flow
+$260M
Cap. Flow %
24.54%
Top 10 Hldgs %
29%
Holding
408
New
131
Increased
67
Reduced
52
Closed
131

Top Buys

Rank Stock Value
1
BAS
Basis Energy Services, Inc.
BAS
+$79.6M
2
STJ
St Jude Medical
STJ
+$20.8M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$18.4M
4
DDC
Dominion Diamond Corporation
DDC
+$17.6M
5
IOC
Interoil Corporation
IOC
+$14.9M

Top Sells

Rank Stock Value
1
GOOG icon
Alphabet (Google) Class C
GOOG
+$16M
2
IM
Ingram Micro
IM
+$13.4M
3
LNKD
LinkedIn Corporation
LNKD
+$12.4M
4
VAL
Valspar
VAL
+$11.8M
5
CYNA
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
+$11.5M

Sector Composition

Rank Sector Weight
1 Technology 7.55%
2 Energy 7.06%
3 Healthcare 5.35%
4 Financials 4.13%
5 Materials 3.63%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$460B
$96M 9.07%
810,000
+170,000
+27% +$20.1M
QQQ icon
2
CALL
Invesco QQQ Trust
QQQ
$460B
$32.6M 3.08%
275,000
+230,000
+511% +$27.1M
STJ
3
DELISTED
St Jude Medical
STJ
$31.4M 2.97%
391,861
+262,311
+202% +$20.8M
ACAS
4
DELISTED
American Capital Ltd
ACAS
$25M 2.36%
1,395,078
+111,185
+9% +$1.91M
IWM icon
5
PUT
iShares Russell 2000 ETF
IWM
$81.2B
$24.3M 2.29%
180,000
+122,500
+213% +$15.7M
DDC
6
DELISTED
Dominion Diamond Corporation
DDC
$24.3M 2.29%
2,506,350
+1,933,198
+337% +$17.6M
NXPI icon
7
NXP Semiconductors
NXPI
$70B
$20.6M 1.94%
210,000
+148,400
+241% +$14.7M
YHOO
8
DELISTED
Yahoo Inc
YHOO
$18.4M 1.74%
476,743
-20,723
-4% -$850K
GOOGL icon
9
Alphabet (Google) Class A
GOOGL
$3.88T
$18.2M 1.72%
+460,000
New +$18.4M
XLF icon
10
State Street Financial Select Sector SPDR ETF
XLF
$55.1B
$16.2M 1.53%
697,600
-77,400
-10% -$1.66M
GOOGL icon
11
CALL
Alphabet (Google) Class A
GOOGL
$3.88T
$16.1M 1.52%
406,000
+266,000
+190% +$10.6M
GOOGL icon
12
PUT
Alphabet (Google) Class A
GOOGL
$3.88T
$15.1M 1.42%
380,000
+360,000
+1,800% +$14.4M
TLT icon
13
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$14.9M 1.41%
125,000
-65,000
-34% -$8.14M
IOC
14
DELISTED
Interoil Corporation
IOC
$14.6M 1.38%
+305,993
New +$14.9M
WCN
15
Waste Connections
WCN
$42.7B
$13.6M 1.29%
260,046
+13,093
+5% +$661K
SMH icon
16
PUT
VanEck Semiconductor ETF
SMH
$69.8B
$13.6M 1.29%
380,000
-355,000
-48% -$12.4M
CY
17
DELISTED
Cypress Semiconductor
CY
$13.2M 1.24%
1,150,000
+275,000
+31% +$3.02M
TXN icon
18
PUT
Texas Instruments
TXN
$259B
$13.1M 1.24%
180,000
+165,000
+1,100% +$11.8M
GM icon
19
PUT
General Motors
GM
$73B
$12.5M 1.18%
+360,000
New +$12.1M
SHOR
20
DELISTED
ShoreTel, Inc.
SHOR
$12M 1.13%
1,672,909
– –
VTRS icon
21
CALL
Viatris
VTRS
$20.1B
$12M 1.13%
313,300
+288,300
+1,153% +$10.7M
WWAV
22
DELISTED
The WhiteWave Foods Company
WWAV
$11.8M 1.12%
212,881
+16,429
+8% +$899K
BAS
23
DELISTED
Basis Energy Services, Inc.
BAS
$10.4M 0.98%
+293,033
New +$79.6M
WFC icon
24
PUT
Wells Fargo
WFC
$261B
$10.2M 0.96%
+185,000
New +$9.3M
VYX icon
25
PUT
NCR Voyix
VYX
$1.05B
$9.94M 0.94%
+399,513
New +$8.97M
1
2 3 4 5

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SC
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WIM
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LCG
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CCM
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TS
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SMA
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SCA
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K2 Principal Fund's Q4 2016 Portfolio in Review

As of Q4 2016, K2 Principal Fund held 408 positions worth $1.06B, up 19% from $892M the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund deployed $260M of net new capital in Q4 2016, opening 131 new positions and adding to 67 existing holdings. Its largest new stake was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.

By sector, the portfolio is most concentrated in Technology at 7.6% of assets, down from 11% a quarter earlier, followed by Energy and Healthcare.

On the sell side, the largest reduction was Valspar, an estimated $11.8M trimmed.

  • K2 Principal Fund's largest Q4 2016 buy was Basis Energy Services, Inc.: 293,033 shares worth $10.4M.
  • K2 Principal Fund added most to St Jude Medical in Q4 2016, an estimated $20.8M increase.
  • K2 Principal Fund's biggest Q4 2016 reduction was Valspar, cutting an estimated $11.8M.
  • K2 Principal Fund fully exited Alphabet (Google) Class C in Q4 2016, selling an estimated $16M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.06B portfolio in Q4 2016.
  • K2 Principal Fund opened 131 new positions and closed 131 in Q4 2016.
  • K2 Principal Fund's portfolio value rose 19% quarter-over-quarter to $1.06B.

Based on K2 Principal Fund's 13F filing for Q4 2016, filed 15 Feb 2017.