We are live on ! Find out more
KPF

K2 Principal Fund Portfolio holdings

AUM $1.43B
1-Year Est. Return 29.56%
This Fund
S&P 500
This Quarter Est. Return
+5.29%
1 Year Est. Return
+29.56%
3 Year Est. Return
+71.66%
5 Year Est. Return
+57.43%
10 Year Est. Return
+278.66%
AUM
$1.51B
AUM Growth
+$4.06M
Cap. Flow
-$85.8M
Cap. Flow %
-5.67%
Top 10 Hldgs %
29.14%
Holding
481
New
146
Increased
64
Reduced
66
Closed
164

Top Buys

Rank Stock Value
1
ACEL icon
Accel Entertainment
ACEL
+$11.7M
2
SNI
Scripps Networks Interactive, Inc Common Class A
SNI
+$11.5M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$11.1M
4
DGI
DigitalGlobe Inc.
DGI
+$10.3M
5
AVCT
American Virtual Cloud Technologies, Inc. Common Stock
AVCT
+$9.87M

Top Sells

Rank Stock Value
1
MBLY
Mobileye N.V.
MBLY
+$21.1M
2
NEXT icon
NextDecade
NEXT
+$14.5M
3
WOOF
VCA Inc.
WOOF
+$13M
4
TPGH.U
TPG Pace Holdings Corp. Units, each consisting of one Class A ordinary share, $.0001 par value, and
TPGH.U
+$12.3M
5
ELOS
Syneron Medical Ltd
ELOS
+$12.1M

Sector Composition

Rank Sector Weight
1 Technology 10.79%
2 Communication Services 8.99%
3 Energy 5.74%
4 Materials 4.62%
5 Financials 4.02%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
QQQ icon
1
PUT
Invesco QQQ Trust
QQQ
$460B
$106M 7.02%
730,000
+98,600
+16% +$14.1M
GOOGL icon
2
Alphabet (Google) Class A
GOOGL
$3.88T
$52.2M 3.45%
1,072,120
+235,080
+28% +$11.1M
DDC
3
DELISTED
Dominion Diamond Corporation
DDC
$47M 3.11%
3,313,017
+21,284
+0.6% +$296K
QCOM icon
4
CALL
Qualcomm
QCOM
$180B
$41.5M 2.74%
800,000
+715,000
+841% +$37.8M
C icon
5
CALL
Citigroup
C
$221B
$35.6M 2.36%
+490,000
New +$33.5M
TWX
6
DELISTED
Time Warner Inc
TWX
$35M 2.32%
342,101
-37,899
-10% -$3.84M
QQQ icon
7
CALL
Invesco QQQ Trust
QQQ
$460B
$34.9M 2.31%
240,000
-530,000
-69% -$75.9M
ORCL icon
8
CALL
Oracle
ORCL
$346B
$30.6M 2.02%
+632,400
New +$31.5M
BMY icon
9
CALL
Bristol-Myers Squibb
BMY
$126B
$30M 1.98%
470,000
-75,000
-14% -$4.38M
GOOGL icon
10
PUT
Alphabet (Google) Class A
GOOGL
$3.88T
$27.8M 1.83%
570,000
-140,000
-20% -$6.64M
VEAC
11
DELISTED
Vantage Energy Acquisition Corp. Class A
VEAC
$24.4M 1.62%
2,499,999
– –
AABA
12
DELISTED
Altaba Inc
AABA
$22.7M 1.5%
342,552
-70,385
-17% -$4.32M
NXPI icon
13
NXP Semiconductors
NXPI
$70B
$21M 1.39%
185,300
-14,700
-7% -$1.64M
KNTK icon
14
Kinetik
KNTK
$3.81B
$19.5M 1.29%
200,000
– –
NESR
15
National Energy Services Reunited Corp
NESR
$2.81B
$19.3M 1.28%
2,010,204
+10,200
+0.5% +$97.7K
VMW
16
PUT
DELISTED
VMware, Inc
VMW
$18M 1.19%
165,100
+79,200
+92% +$7.82M
RICE
17
DELISTED
Rice Energy Inc.
RICE
$17.7M 1.17%
611,535
+202,967
+50% +$5.55M
DGI
18
DELISTED
DigitalGlobe Inc.
DGI
$17.2M 1.14%
488,660
+301,244
+161% +$10.3M
MGY icon
19
Magnolia Oil & Gas
MGY
$4.73B
$17.1M 1.13%
1,749,999
– –
TLT icon
20
PUT
iShares 20+ Year Treasury Bond ETF
TLT
$42.1B
$16.8M 1.11%
135,000
-195,700
-59% -$24.6M
BG icon
21
CALL
Bunge Global
BG
$23.7B
$16.7M 1.1%
+240,500
New +$18.2M
VTRS icon
22
CALL
Viatris
VTRS
$20.1B
$16.5M 1.09%
+525,800
New +$17.8M
SMH icon
23
PUT
VanEck Semiconductor ETF
SMH
$69.8B
$16.1M 1.06%
345,000
-175,400
-34% -$7.67M
CY
24
DELISTED
Cypress Semiconductor
CY
$15M 0.99%
1,000,000
-270,000
-21% -$3.78M
WPM icon
25
CALL
Wheaton Precious Metals
WPM
$50B
$14.9M 0.98%
779,000
-159,300
-17% -$3.14M
1
2 3 4 5

Similar funds

KGI
Kopernik Global Investors Tampa, Florida $1.43B AUM 63.57% 1-Year Est. Return
SC
Styrax Capital New York $1.43B AUM 50.63% 1-Year Est. Return
WIM
Weitz Investment Management Omaha, Nebraska $1.43B AUM 0.51% 1-Year Est. Return
LCG
Luxor Capital Group New York $1.43B AUM 30.88% 1-Year Est. Return
CCM
Callodine Capital Management Boston, Massachusetts $1.43B AUM 8.74% 1-Year Est. Return
TS
Triglav Skladi Ljubljana, Slovenia $1.43B AUM 39.24% 1-Year Est. Return
SMA
Sage Mountain Advisors Atlanta, Georgia $1.43B AUM 16.47% 1-Year Est. Return
SCA
Stonebridge Capital Advisors St Paul, Minnesota $1.43B AUM 21.98% 1-Year Est. Return

K2 Principal Fund's Q3 2017 Portfolio in Review

As of Q3 2017, K2 Principal Fund held 481 positions worth $1.51B, up 0.27% from $1.51B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

K2 Principal Fund withdrew a net $85.8M in Q3 2017, closing 164 positions and reducing 66 holdings. Its most notable exit was Mobileye N.V., an estimated $21.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, down from 13% a quarter earlier, followed by Communication Services and Energy.

Against the trend, K2 Principal Fund opened a new position in Accel Entertainment worth $11.8M.

  • K2 Principal Fund's largest Q3 2017 buy was Accel Entertainment: 1,200,000 shares worth $11.8M.
  • K2 Principal Fund added most to Alphabet (Google) Class A in Q3 2017, an estimated $11.1M increase.
  • K2 Principal Fund's biggest Q3 2017 reduction was Dell, cutting an estimated $7.09M.
  • K2 Principal Fund fully exited Mobileye N.V. in Q3 2017, selling an estimated $21.1M.
  • K2 Principal Fund's ten largest holdings make up 29% of its $1.51B portfolio in Q3 2017.
  • K2 Principal Fund opened 146 new positions and closed 164 in Q3 2017.
  • K2 Principal Fund's portfolio value rose 0.27% quarter-over-quarter to $1.51B.

Based on K2 Principal Fund's 13F filing for Q3 2017, filed 9 Nov 2017.